[2024] NZSC 178
Court: Winkelmann CJ, Glazebrook, O'Regan, Williams and Kós JJ
SC 26/2022
IN THE SUPREME COURT OF NEW ZEALAND
I TE KŌTI MANA NUI O AOTEAROA
Bill of Rights, Criminal Sentence — appeal against decision which held both the extended supervision order and public protection order regimes were inconsistent with the New Zealand Bill of Rights Act 1990 and were not a justified limitation — double jeopardy — definition of “penalty”
U R Jagose KC, M J McKillop and T Li for Appellants and Cross-Respondents
A J Ellis, B J R Keith, G K Edgeler and A C Singleton for Respondent and Cross-Appellant
A S Butler KC, R A Kirkness, M D N Harris and D T Haradasa for Te Kāhui Tika Tangata | Human Rights Commission as Intervener
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A The appeal is allowed in part.
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B The cross-appeal is dismissed.
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C We seek submissions from counsel on the form of the declarations of inconsistency, as set out at [269].
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D Costs are reserved.
The appeal was allowed in part and the cross-appeal was dismissed. The Court would issue declarations of inconsistency with s26(2) NZBORA in respect of the entirety of the PPO regime and the detention-authorising aspects of the ESO regime, retrospective or otherwise. The declaration would not include the aspects of the ESO regime that did not authorise detention, in other words, the standard conditions.
| Para No | |
| Winkelmann CJ, O'Regan, Williams and Kós JJ | [1] |
| Glazebrook J | [271] |
Winkelmann CJ, O'Regan, Williams and Kós JJ
(Given by Winkelmann CJ)
| Para No | |
| Introduction | [1] |
| Issues on appeal | [7] |
| Summary | [14] |
| Roadmap | [31] |
| First section: Setting the scene | [32] |
| Development of the ESO and PPO regimes | [33] |
| The ESO regime | [37] |
| The PPO regime | [52] |
| The nature of the risk presented by Mr Chisnall and the orders made to address it | [67] |
| The administration, operation and effect of the ESO and PPO regimes | [73] |
| The Bill of Rights framework | [79] |
| Declarations of inconsistency | [83] |
| Second section: Declarations of inconsistency where the legislation provides a discretion | [89] |
| Discussion | [94] |
| Third section: Do the ESO and PPO regimes limit any or all of the affirmed rights as contended by Mr Chisnall? | [106] |
| Decisions of lower Courts | [108] |
| High Court | [108] |
| Court of Appeal | [111] |
| How Mr Chisnall frames his claim | [114] |
| Rights affected: Second penalty (s 26(2)) | [122] |
| What is a penalty? | [125] |
| What are the principles to be applied? | [130] |
| Do the ESO and PPO regimes entail the imposition of penalties? | [133] |
| Can limitations on the s 26(2) right be justified? | [139] |
| Rights affected: Retroactive criminalisation of conduct (s 26(1)) | [149] |
| Rights affected: Minimum standards of criminal procedure (s 25) | [157] |
| Rights affected: Arbitrary detention (s 22) | [159] |
| Rights affected: Cruel or disproportionately severe punishment (s 9) | [165] |
| Rights affected: Imprisonment contrary to human dignity and humanity (s 23(5)) | [168] |
| Conclusion: Has Mr Chisnall established there is a limitation of rights? | [169] |
| Fourth section: The s 5 inquiry — are these reasonable limits that are justified in a free and democratic society? | [170] |
| Decisions of lower Courts | [172] |
| High Court | [172] |
| Court of Appeal | [178] |
| How is the justificatory burden discharged? | [181] |
| Do the regimes impose reasonable limits as can be demonstrably justified in a free and democratic society? | [190] |
| Submissions in this Court | [190] |
| The Hansen model | [195] |
| (a)Does the limiting measure serve a purpose sufficiently important to justify curtailment of the right or freedom? | [198] |
| (b)Is the limiting measure rationally connected with its purpose? | [209] |
| (c)Does the limiting measure impair the right or freedom no more than is reasonably necessary for sufficient achievement of its purpose? | [211] |
| (i) Alternative models considered prior to enactment | [215] |
| (ii) Alternative German models | [216] |
| (iii) Alternative models proposed by counsel for Mr Chisnall | [221] |
| (iv) Our analysis | [229] |
| (d) Are the limits in due proportion to the importance of the objective? | [245] |
| Fifth section: The exercise of the discretion to issue a declaration | [263] |
| Result | [267] |
The respondent (and cross-appellant), Mr Chisnall, has spent much of his adult life in prison or other forms of detention. 1 For some of this time he was serving a sentence of imprisonment, but since his release in 2016 he has been subject to restrictive statutory regimes which can be applied to those who, having committed certain categories of offences in the past, are assessed as posing a high, or very high, risk of further serious sexual or violent offending.
This appeal, and cross-appeal, address whether those statutory regimes, the extended supervision order (ESO) and public protection order (PPO) regimes, are consistent with the rights and freedoms affirmed in the New Zealand Bill of Rights Act 1990 (the Bill of Rights). 2 Orders under the ESO and PPO regimes are not made
Mr Chisnall sought declarations in the High Court that the ESO and PPO regimes are inconsistent with a range of liberty and fair trial rights protected by the Bill of Rights, most notably, the s 26(2) right to immunity from a second penalty for an offence that a person has already been punished for. 5
He had some limited success with his application in the High Court. 6 Whata J issued a declaration that the ESO regime was inconsistent with s 26(2) of the Bill of Rights in that it imposed a second penalty, but only insofar as it operated retrospectively — that is, insofar as the qualifying offending was committed before
Mr Chisnall appealed to the Court of Appeal, maintaining that both the ESO and PPO regimes are inconsistent with s 26(2) irrespective of when the qualifying offence was committed. 10 He also pursued his claims for declarations that the regimes breached other rights that are affirmed in the Bill of Rights and that are detailed in his application. The Attorney-General cross-appealed, claiming that the Judge was wrong to find the ESO regime penal in nature, and so wrong to make any declaration of inconsistency.
The Court of Appeal dismissed the Attorney-General's cross-appeal, confirmed the High Court's declaration, and allowed Mr Chisnall's appeal in part, issuing broader declarations. 11 It found that each of the ESO and PPO regimes imposed a second penalty, a limitation upon the s 26(2) right, and one that was not justified for the purposes of s 5. 12 It issued declarations in respect of the ESO regime as it applied to offending committed after the creation of the regime (ie non-retrospectively), and also in respect of the PPO regime. It declined to address the inconsistency arguments in respect of other rights. 13
Both parties pursue their respective appeals in this Court. 14 The arguments centre upon the application and effect of provisions of the Bill of Rights, in particular s 4 (enactment not impliedly repealed, revoked, invalid or ineffective by reason only of inconsistency with the Bill of Rights), s 5 (rights and freedoms in the Bill of Rights may be subject only to such reasonable limits prescribed by law as can be demonstrably justified in a free and democratic society) and s 6 (whenever an enactment can be given a meaning consistent with the rights and freedoms contained in the Bill of Rights, that meaning is to be preferred).
The grounds on which Mr Chisnall cross-appeals to this Court are shortly stated. He continues to argue that declarations of inconsistency should be issued for rights not covered by the existing declarations — including the s 22 right to be free from arbitrary detention and the s 9 right to be free from cruel or disproportionately severe punishment. We come on to discuss those rights shortly. 15 There are other aspects of his case on appeal that are helpful to set out at this point. Mr Chisnall has not pleaded or produced evidence as to the detailed effects of these regimes upon him, relying instead upon the wording of the statutory provisions and the effect of their application. He does not challenge that protection of the public from the risk of serious violent or sexual offending is a socially important objective. The primary argument advanced for Mr Chisnall by his counsel is that it is the nature and effect of the regime imposed by the orders that cannot be justified...