Calderon-Rodriguez v. Sessions

878 F.3d 1179

Henri CALDERON-RODRIGUEZ, Petitioner,

v.Jefferson B. SESSIONS III, Attorney General, Respondent.

No. 16-70225

United States Court of Appeals, Ninth Circuit.

Argued and Submitted December 4, 2017 Pasadena, California

Filed January 3, 2018

Taiyyeba S. Skomra (argued), Helen A. Sklar, and Amy P. Lenhert, Stone Grzegorek & Gonzalez, LLP, Los Angeles, California, for Petitioner.

Sarah Byrd (argued), Trial Attorney; Chad A. Readler, Acting Assistant Attorney General; Linda S. Wernery, Assistant Director; Office of Immigration Litigation, Washington, D.C.; for Respondent.

Before: A. Wallace Tashima and Marsha S. Berzon, Circuit Judges, and Matthew F. Kennelly,^** District Judge.

BERZON, Circuit Judge:

This case concerns an individual's right to a competence evaluation if there are indicia of his or her incompetence present during immigration proceedings. In particular, we consider the Department of Homeland Security's ("DHS") obligation to provide the Immigration Judge ("IJ") with relevant evidence with regard to that individual's competence.

I.

Petitioner Henri Calderon-Rodriguez ("Calderon"), who has been detained since 2012, petitions for review of the Board of Immigration Appeal's ("BIA") dismissal of his appeal, arguing that his competence was inappropriately and incompletely evaluated by his IJ. We agree.

In 2012, Calderon applied for cancellation of removal and several other forms of relief. Two months before his merits hearing in 2013, DHS filed a document informing the IJ that Calderon might be a member of a class of detained, unrepresented, possibly incompetent individuals in immigration proceedings, potentially affected by ongoing proceedings in Franco-Gonzalez v. Holder , No. 10-02211 (C.D. Cal.).

The filing noted that Calderon was in detention and had been diagnosed with "Post-Traumatic Stress Disorder and Depression—Not Otherwise Specified." Neither the government nor Calderon's counsel addressed the filing during Calderon's merits hearing. The IJ denied Calderon's request for relief, and the BIA dismissed Calderon's appeal. After a petition for review was filed in this court, the Attorney General requested that we remand the case to the BIA for consideration of the competence question. The BIA, in turn, remanded "to permit the Immigration Judge to make explicit findings of fact and conclusions of law concerning the respondent's mental competency...."

On remand, a hearing was held in June 2015. After the hearing, the IJ found Calderon competent and denied his applications for relief. In doing so, the IJ relied on her "observation of and interaction with" Calderon "at multiple hearings over several years"; Calderon's ability to seek legal assistance; his collection and introduction of evidence and testimony; and the content of his testimony, which the IJ found credible. The IJ also relied heavily on a mental health review submitted by DHS, which stated that Calderon was "currently ... managing anxiety overall well," had "[n]o active PTSD [symptoms]," although he "historically had more significant problems," and had "some situational depression and sleep disturbance." The IJ called the document "an updated mental health review," and stated that the review was "dated July 24, 2015." In fact, the document was dated July 24, 2014, almost a year before the hearing.

In addition, the IJ noted that Calderon submitted current "patient medication information," and briefly asked him about it, but did not evaluate that information in more detail. Several medications in that current list were either not identified as prescribed, or were identified at lower dosages, in the 2014 mental health review submitted by DHS.

Calderon appealed the IJ's ruling to the BIA. In his brief, he did not mention his competence. Instead, Calderon submitted a "Request for Correction of Transcrip," [sic ], in which he argued that there was "a lot information missing in the court proceeding," like when he "advise the Immigration Judge ... I not feeling good I start to feeling very uncomfortable, hot and sweat the I.J. don't care.... I start goin in crisis or breakdown." He also said,

After court I go back to my pad I can not control my self at the pad I go with the psychologic and then I finis in the Room under "Suicide Watch." Few days later or a month later I asking my Doctor of menthal health ... if is true that the immigration judge ... call her and asking for my menthal health. The Doctor sayin that she never receive any call....

He wrote, "Now I want know why the I.J. put on risk my life and menthal health."

The BIA found no clear error in the IJ's competence determination and adopt edit. Calderon petitioned for review.

II.

A.

The Immigration and Nationality Act ("INA") requires that, "[i]f it is impracticable by reason of an alien's mental incompetency for the alien to be present at the proceeding, the Attorney General shall prescribe safeguards to protect the rights and privileges of the alien," 8 U.S.C. § 1229a(b)(3) (INA § 240(b)(3)). Several regulations flesh out these "safeguards." See 8 C.F.R. §§ 103.8(c)(2)(ii), 1240.4, 1240.10(c). But neither the INA nor the regulations specify how to decide whether an individual is incompetent, or how to proceed if an individual is incompetent but it is not impracticable for him or her to be present.

In Matter of M-A-M- , 25 I. & N. Dec. 474 (BIA 2011), the BIA filled in some of the gaps in the INA. Drawing on the general due process principles for assuring competence in criminal proceedings, as articulated in Drope v. Missouri , 420 U.S. 162, 171, 95 S.Ct. 896, 43 L.Ed.2d 103 (1975), as well as on INA-provided rights to be represented and present evidence, the BIA established that:

[T]he test for determining whether an alien is competent to participate in immigration proceedings is whether he or she has a rational and factual understanding of the nature and object of the proceedings, can consult with the attorney or representative if there is one, and has a reasonable opportunity to examine and present evidence and cross-examine witnesses.

Matter of M-A-M- , 25 I. & N. Dec. at 479. Under Matter of M-A-M- , if there are indicia of incompetence—which may "include a wide variety of observations and evidence," ranging from "medical reports or assessments from past medical treatment" to "school records" and "testimony from friends," id. at 479–80 —"the Immigration Judge must make further inquiry to determine whether the alien is competent for purposes of immigration proceedings," id. at 484. See Mejia v. Sessions , 868 F.3d 1118, 1121–22 (9th Cir. 2017) (holding that the indicia of incompetence required the IJ in that case "to explain whether Petitioner was competent and whether procedural safeguards were needed").

While "[t]he approach taken in any particular case will vary based on the circumstances," IJs "must take measures" to assess an individual's competence when there are indicia of incompetence, such as questioning the individual simply, continuing proceedings to allow for evidence gathering, allowing assistance from friends and family, asking the individual about his or her psychiatric medication and its purpose and effects, and arranging for a psychiatric evaluation. Matter of M-A-M- , 25 I. & N. Dec. at 480–81 ; see also Matter of J-S-S- , 26 I. & N. Dec. 679, 681–84 (BIA 2015) (describing IJs' responsibilities in, and standards of proof for, determining competence). Most relevant here, "DHS will often be in possession of relevant evidence, particularly where the alien is detained. The DHS has an obligation to provide the court with relevant materials in its possession that would inform the court about the respondent's mental competency." Matter of M-A-M- , 25 I. & N. Dec. at 480 (citing 8 C.F.R. § 1240.2(a) ; Matter of S-M-J- , 21 I. & N. Dec. 722, 726–27 (BIA 1997) ).

B.

In Calderon's case, the BIA in two related ways abused its discretion in affirming the IJ's competence evaluation and determination.¹

First, the BIA affirmed the IJ's inaccurate factual finding about the mental health evidence in the record. Neither the IJ nor the BIA recognized that the medical record upon which they heavily relied was nearly a year old, and that it may have no longer reflected Calderon's mental state. Instead, the IJ referred to the medical record as an "updated" reflection of Calderon's present mental health condition, and stated that the record showed that Calderon "[p]resently ... is not exhibiting any active PTSD symptoms, suicide ideation, hallucinations, or psychosis" (emphasis added). Those findings as to Calderon's condition at the time of the hearing were not supported by the year-old date on the mental health record. As these critical factual findings were made "without ‘support in inferences that may be drawn from the facts in the record,’ " Rodriguez v. Holder , 683 F.3d 1164, 1170 (9th Cir. 2012) (quoting Anderson v. Bessemer City , 470 U.S. 564, 577, 105 S.Ct. 1504, 84 L.Ed.2d 518 (1985) and citing United States v. Hinkson , 585 F.3d 1247, 1262 (9th Cir. 2009) (en banc )), they constituted an abuse of discretion.

Second, the BIA abused its discretion by affirming the IJ's departure from the standards set forth in Matter of M-A-M- , 25 I. & N. Dec. at 480–81. See M...