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Herrington v. State
William David Hoffer, for Appellant.
Layla Hinton Zon, Dist. Atty., Randal M. McGinley, Asst. Dist. Atty., for Appellee.
While represented by trial counsel, Johnny Herrington was found guilty of possession of an illegal weapon (sawed-off shotgun),1 giving false information to a law enforcement officer,2 and possession of a firearm by a convicted felon.3 He appeals the convictions, contending that the trial court erred by denying him the right to represent himself at trial, and by determining that he was not denied effective assistance of trial counsel. We affirm.
1. Herrington contends that the trial court erred by denying him the right to represent himself at trial. Because Herrington did not unequivocally assert the right to represent himself before trial, this contention is without merit.
Both the federal and state constitutions guarantee a criminal defendant the right to self-representation.[ 4 ] An unequivocal assertion of the right to represent oneself, made prior to trial, should be followed by a hearing to ensure that the defendant knowingly and intelligently waives the right to counsel and understands the disadvantages of self-representation.5
On the morning of trial, before the jury was impaneled, and while he was being represented by counsel from the public defender's office, Herrington announced to the court, “I would like to replace my counsel.”
The court asked Herrington who he had hired to replace his attorney. Herrington replied, “I don't have one.” The court replied that the case was going to trial that morning, and that Herrington could either represent himself or “bring in” another attorney. Herrington said, “I will represent myself.”
The court then explained some of the dangers of self-representation, inquired as to Herrington's reasons for dissatisfaction with his attorney and his possible defenses to the charges, and asked the state about the charges in the case. The court then announced:
You may fire [the defense attorney] and represent yourself, you said you already want to do that, and that's against my advice. I am strongly advising you not to, but you have already told me you don't know the law. You already told me you don't know what possible defenses you have.
...
Well, you are the boss here, Mr. Herrington. You can represent yourself. I am not going to stop that. I am going to advise you strongly against it as much as I can and tell you it's really against my advice that you do so.
...
The court reiterated the dangers of self-representation. The following then transpired.
The court then instructed defense counsel “to go and meet with him for a few moments,” after which “we are coming back out here ... to try this case.” Thereafter, with no more discussion of Herrington's trial representation and with the same counsel representing Herrington, the parties discussed other pre-trial matters. The case proceeded to trial, with defense counsel representing Herrington.
[Herrington] did not make an unequivocal assertion of his right to represent himself prior to the commencement of his trial. [To the extent some of] his remarks may be construed as an expression of dissatisfaction with his attorney, they cannot be construed as an assertion, much less an unequivocal assertion, of his right to represent himself.6
To the extent Herrington expressed at the beginning of the colloquy a desire to represent himself, he thereafter “apparently had a change of heart [and] abandoned his request to represent himself.”7 Accordingly, his contention is without merit.8
2. Herrington contends that the court erred by determining that he was not denied effective assistance of trial counsel. He asserts that trial counsel rendered ineffective assistance because she failed to object to evidence of two prior convictions in cases in which Herrington had not been represented by counsel. At issue is the state's introduction of evidence of Herrington's misdemeanor convictions in 1991 and 1998 of giving false information (false name) to a police officer, which evidence was admitted for the stated purpose of showing Herrington's intent, bent of mind or course of conduct.9 The record does not indicate that Herrington was represented by counsel in either of the prior cases.
To prevail on a claim of ineffective assistance of counsel, appellant must show counsel's performance was deficient and that the deficient performance prejudiced him to the point that a reasonable probability exists that, but for counsel's errors, the outcome of the trial would have been different.10
On appellate review of that claim, we accept the trial court's factual findings and credibility determinations unless clearly erroneous, but we independently apply the legal principles to the facts.11
Viewed in the light most favorable to the verdict,16 the trial evidence showed the following. A law enforcement officer testified that on March 29, 2011, he and other officers had gone to an address looking for a fugitive sex offender, N.B., after having been informed that N.B. was living in a tent on the property. When officers arrived, there was no tent on the property, but there was a house and a trailer. Officers went to the trailer to inquire about N.B. They knocked on the door and, a few minutes later, Herrington answered it. Herrington explained that he had been asleep, and he appeared as though he had just awakened. When asked if he knew N.B., Herrington replied that he did, though he had not seen him in “a little while, a couple of weeks, maybe.” Herrington stated that he was alone in the trailer. Officers asked Herrington to identify himself, and Herrington handed an officer an identification card bearing the name “Jeffrey Curvin.” In the officer's opinion, the photograph on the identification card did not resemble Herrington and, when the officer asked Herrington for the date of birth on the card, he was unable to provide it. Another officer was called to the scene, and he was able to identify Herrington, whom he had known from an encounter “a week prior.”
The officers searched the trailer to confirm that N.B. was not present. Only one bedroom in the trailer had electrical power and was habitable; the bed in that bedroom appeared to have been slept in. On the bed, in plain sight, was a bank bag. The barrel of a shotgun was sticking out of the bag. The barrel was 7 ¼ inches long, and the entire firearm was “[r]ight at a foot long.” The shotgun contained the necessary working parts. Herrington told the officers that the shotgun was not his, stating that one of the officers must have “planted it on” him.
The man who owned the property and the trailer, T.D., testified that Herrington had been doing renovation work on the trailer in March 2011, and that he had given Herrington permission to stay in the trailer. The owner testified that he (T.D.) had not stored any belongings, including any firearms, in the trailer. The trailer had been empty, but Herrington “had been bringing some things in.”
Taking the stand in his own defense, Herrington testified that Jeffrey Curvin (whose identification card he had handed to officers as proof of his own identity) was his cousin's son; that the identification card was not his; and that N.B. had fled out the trailer's back door as the officers arrived or upon learning that they were en route. Herrington testified that he had been hesitant to open the trailer door for the officers because he was afraid they wanted him for a probation violation; he did not own and did not know who owned the shotgun; and he had not seen the shotgun before the officers showed it to him. Herrington testified that he had been convicted in 2005 for fleeing and eluding officers; and, he added,
Given the evidence in this case, there is not a reasonable probability that the outcome of Herrington's trial would have been different had counsel objected to evidence of the two prior false information convictions and had the court excluded said evidence.17 Accordingly,...
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