Maliah-Dupass v. Dupass

166 A.D.3d 873

88 N.Y.S.3d 436

Sian MALIAH–DUPASS, Plaintiff,

v.Jahiz DUPASS, Appellant.

2017–04053

Index No. 8089/12

Supreme Court, Appellate Division, Second Department, New York.

Submitted—October 9, 2018

November 21, 2018

Law Offices of Eyal Talassazan, P.C., Garden City, NY, for appellant.

LEONARD B. AUSTIN, J.P., SHERI S. ROMAN, SANDRA L. SGROI, HECTOR D. LASALLE, JJ.

DECISION & ORDER

ORDERED that the order is modified, on the facts and in the exercise of discretion, by deleting the provision thereof denying that branch of the defendant's motion which was to preclude the plaintiff from producing physical evidence or testimony at trial relating to her bank statements for the past three years, her credit card statements for the past three years, the monthly bills listed on her statement of net worth, any financial contribution made by anyone other than the defendant toward her dental hygienist license, and the social security disability benefits she is receiving on behalf of the parties' children, and substituting therefor a provision granting that branch of the motion; as so modified, the order is affirmed insofar as appealed from, without costs or disbursements.

The parties were married in 2002 and have three children. In 2012, the plaintiff commenced this action for a divorce and ancillary relief. On August 21, 2012, the defendant served the plaintiff with discovery demands. Between March 20, 2013, and December 14, 2014, the Supreme Court issued five compliance conference orders, inter alia, directing the plaintiff to respond to the defendant's discovery demands. Pursuant to a compliance conference order dated June 19, 2014, the defendant's attorney sent a letter to the plaintiff's attorney requesting specific items of discovery. After the plaintiff failed to comply with the compliance conference order dated December 14, 2014, directing her to comply with the June 19, 2014, order and the defendant's discovery demands, the defendant moved, inter alia, pursuant to CPLR 3126 to preclude the plaintiff from producing certain physical evidence or testimony at trial and for interim counsel fees in the sum of $5,000. The court denied the defendant's unopposed motion on the ground that he did not comply with the requirements of 22 NYCRR 202.7. The defendant appeals.

The Supreme Court should not have denied the defendant's motion on the ground that he did not comply with 22 NYCRR 202.7. The defendant's motion was supported by the affirmation of his attorney, which contained an adequate statement explaining his good faith effort to resolve the issues raised by the defendant's motion (see 22 NYCRR 202.7 ; Giordano v. Giordano, 140 A.D.3d 699, 700, 30 N.Y.S.3d 896 ; Matter of Greens at Washingtonville, Ltd. v. Town of Blooming Grove, 98 A.D.3d 1118, 1119, 951 N.Y.S.2d 201 ; Matter of Saratoga Prop. Devs., LLC v. Assessor of City of Saratoga Springs, 62 A.D.3d 1107, 1108, 879 N.Y.S.2d 234 ).

The Supreme Court also should not have denied that branch of the defendant's motion which was to impose a penalty upon the plaintiff pursuant to CPLR 3126. Although the nature and degree of the penalty to be imposed pursuant to CPLR 3126 rests within the discretion of the trial court, the Appellate Division may substitute its own discretion for that of the trial court in such matters, even in the absence of an abuse of that discretion (see Household Fin. Realty Corp. of N.Y. v. Cioppa, 153 A.D.3d 908, 910, 61 N.Y.S.3d 259 ; Javeed v. 3619 Realty Corp., 129 A.D.3d 1029, 1033, 12 N.Y.S.3d 219 ; Clarke v. Clarke, 113 A.D.3d 646, 979 N.Y.S.2d 124 ).

A court may prohibit a party "from producing in evidence designated things or items of testimony" if the party "refuses to obey an order for disclosure or willfully fails to disclose information which the court finds ought to have been disclosed" ( CPLR 3126[2] ; see Patino v. Carlyle Three, LLC, 148 A.D.3d 1175, 1177, 50 N.Y.S.3d 478 ; Argo v. Queens Surface Corp., 58 A.D.3d 656, 871 N.Y.S.2d 657 ; Carabello v. Luna, 49 A.D.3d 679, 853 N.Y.S.2d 663 ). Before a court invokes the drastic remedy of precluding evidence, there must be a clear showing that the failure to comply with court-ordered discovery was willful and contumacious (see HSBC Bank USA, N.A. v. Oscar, 161 A.D.3d 1055, 1057, 78 N.Y.S.3d 428 ; Household Fin. Realty Corp. of N.Y. v. Cioppa, 153 A.D.3d at 910,...