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OPINION LETTERS, REPRESENTATION
ISSUES, AND THE IMPACT OF THE
SEAGATE AND KNORR-BREMSE
DECISIONS
Joshua D. Curry
Jennifer Lowndes
Ian Wasser
Malvern (“Griff”) U. Griffin III
Sutherland Asbill & Brennan LLP
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Table of Contents
I. INTRODUCTION .......................................................................................... 5
II. BACKGROUND ........................................................................................... 5
A. Awarding Enhanced Damages in Patent Infringement Cases ......5
B. Willful Infringement and the Now-Overruled Duty of Care
Standard ........................................................................................6
1. Response to the Duty of Care Standard and Rise of
Negative Inference of Willful Infringement ................................8
2. Problems Resulting from the Duty of Care Standard................ 8
C. Reversing the Negative Inference of Willful Infringement .............9
D. Privilege Waiver Issues Related to the Duty of Care
Standard ......................................................................................10
E. Seagate Raises the Bar for Proving Willful Infringement and
Clarifies When Reliance on the Opinion of Counsel Will
Waive Privilege............................................................................ 11
1. Replacing the Duty of Care Standard with an Objective
Recklessness Standard...........................................................12
2. Refining the Scope of Attorney-Client and Work Product
Waiver .....................................................................................13
3. Damages Cannot be Enhanced Without a Finding of
Willfulness ...............................................................................14
III. IMPACT OF SEAGATE ON LITIGATION PRACTICE................................ 14
A. Pleading Willful Infringement....................................................... 14
B. Selected Post-Seagate Trends in Willful-Infringement Cases ....15
1. Legitimate Defenses to Infringement Can Foreclose a
Willful Infringement Finding .....................................................16
2. A Significant Narrowing the Patentee’s Infringement Case
Can Foreclose a Finding of Willful Infringement .....................17
3. Legitimate Defenses to Validity Can Foreclose a Willful
Infringement Finding................................................................18
4. A Hotly Contested Claim Construction Dispute Can
Foreclose a Finding of Willful Infringement............................. 19
5. Prompt Redesign Efforts by the Accused Infringer Can
Foreclose a Willful Infringement Finding .................................20
6. PTO Action Granting Reexamination of an Asserted
Patent May Also Foreclose a Willful Infringement Finding......21
7. Willfulness Has Been a Summary-Judgment Issue More
Often Under the Seagate Test ................................................22
8. Courts Have Also Reversed Jury Findings of Willful
Infringement after the Verdict Based on Seagate’s
Objective Recklessness Test ..................................................24
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