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People v. Harris
FRANK H. HISCOCK LEGAL AID SOCIETY, SYRACUSE (THOMAS M. LEITH OF COUNSEL), FOR DEFENDANT-APPELLANT.
WILLIAM J. FITZPATRICK, DISTRICT ATTORNEY, SYRACUSE (BRADLEY W. OASTLER OF COUNSEL), FOR RESPONDENT.
PRESENT: SMITH, J.P., LINDLEY, CURRAN, OGDEN, AND GREENWOOD JJ.
Appeal from an order of the Supreme Court, Onondaga County (Gordon J. Cuffy, A.J.), entered April 7, 2022. The order determined that defendant is a level three risk pursuant to the Sex Offender Registration Act.
It is hereby ORDERED that the order so appealed from is unanimously affirmed without costs.
Memorandum On appeal from an order determining that he is a level three risk under the Sex Offender Registration Act (Correction Law § 168 et seq.), defendant contends that Supreme Court erred in refusing to grant him a downward departure from his presumptive risk level. We reject that contention.
Preliminarily even assuming, arguendo, that the court violated Correction Law § 168-n (3) by failing to adequately set forth the findings of fact and conclusions of law on which it based its determination to deny defendant's request for a downward departure (see People v Dean, 169 A.D.3d 1414, 1415 [4th Dept 2019]), we conclude that the record before us is sufficient to enable us to make our own findings of fact and conclusions of law, thus rendering remittal unnecessary (see People v Simmons, 195 A.D.3d 1566, 1567 [4th Dept 2021], lv denied 37 N.Y.3d 915 [2021]).
On the merits, we conclude that many of the purported mitigating circumstances alleged by defendant, including his acceptance of responsibility, release with specialized supervision, performance in educational and vocational programs, and participation in treatment programs, do not constitute proper mitigating circumstances inasmuch as they are already adequately taken into account by the guidelines (see People v Forshey, 201 A.D.3d 1352, 1353 [4th Dept 2022], lv denied 38 N.Y.3d 907 [2022]; People v Maus, 195 A.D.3d 1438, 1438-1439 [4th Dept 2021], lv denied 37 N.Y.3d 912 [2021]; People v Davis, 170 A.D.3d 1519, 1519-1520 [4th Dept 2019], lv denied 33 N.Y.3d 907 [2019]; People v Curry, 158 A.D.3d 52, 62 [2d Dept 2017], lv denied 31 N.Y.3d 905 [2018]).
Next, "while an offender's response to treatment, 'if exceptional'..., may constitute a mitigating factor to serve as the basis for a downward departure" (People v Scott, 186 A.D.3d 1052, 1054 [4th Dept 2020], lv denied 36 N.Y.3d 901 [2020], quoting Sex Offender Registration Act: Risk Assessment Guidelines and Commentary at 17 [2006]), we conclude that, here, defendant failed to prove by the requisite preponderance of the evidence (see People v Gillotti, 23 N.Y.3d 841, 861 [2014]) that his response to treatment was exceptional (see People v Antonetti, 188 A.D.3d 1630, 1631 [4th Dept 2020], lv denied 36 N.Y.3d 910 [2021]; Scott, 186 A.D.3d at 1054; People v June, 150 A.D.3d 1701, 1702 [4th Dept 2017]). In addition, although defendant's alleged past participation in volunteer activities reflective of his empathy and good character constitutes a proper mitigating circumstance (see Gillotti, 23 N.Y.3d at 864), we conclude that defendant failed to establish the existence of that mitigating circumstance by a preponderance of the evidence inasmuch as it is based exclusively on a brief, self-serving statement that defendant made during his testimony at the hearing (see June, 150 A.D.3d at 1702; People v Martinez, 104 A.D.3d 924, 924-925 [2d Dept 2013], lv denied 21 N.Y.3d 857 [2013]). Defendant further asserts that a downward departure is warranted because the instant offense did not involve forcible compulsion and the victim's lack of consent was based only on her age. "[T]he nonforcible nature of the offense may be a mitigating factor" (People v Askins, 148 A.D.3d 1598, 1599 [4th Dept 2017], lv denied 29 N.Y.3d 912 [2017]), particularly where there is a "relatively slight age difference between [the offender] and the victim" and "the victim's lack of consent was premised only on [the] inability to consent by virtue of... age" (People v George, 141 A.D.3d 1177, 1178 [4th Dept 2016]; see People v Goossens, 75 A.D.3d 1171, 1172 [4th Dept 2010]). Here, however, despite the lack of forcible compulsion, we conclude that defendant failed to establish the existence of the subject mitigating circumstance given the age disparity between the nearly
31-year-old defendant and the 14-year-old victim, the circumstances surrounding the oral sexual conduct, and the fact that defendant had previously been convicted of a felony sex crime for having sexual intercourse with a 13-year-old victim (see People v Catalano, 178 A.D.3d 1460, 1461 [4th Dept 2019], lv denied 35 N.Y.3d 906 [2020]; People v Love, 175 A.D.3d 1835, 1835 [4th Dept 2019], lv denied 34 N.Y.3d 910 [2020]; cf. People v Stevens, 201 A.D.3d 1344, 1345 [4th Dept 2022]; George, 141 A.D.3d at 1178; Goossens, 75 A.D.3d at 1172).
Finally even if defendant surmounted the first two steps of the analysis (see generally Gillotti, 23 N.Y.3d at 861), upon weighing the mitigating circumstances against the aggravating circumstances-most prominently defendant's" 'overall criminal history'" (People v Duryee, 130 A.D.3d 1487, 1488 [4th Dept 2015]), including his prior failures to register a change of address as a sex offender (see People v Perez, 158 A.D.3d 1070, 1071 [4th Dept 2018], lv denied 31 N.Y.3d 905 [2018])-we conclude that the totality of the circumstances establishes that defendant's presumptive risk level does not represent an...
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