People v. Holtslander

189 A.D.3d 1701

135 N.Y.S.3d 681

The PEOPLE of the State of New York, Respondent,

v.William A. HOLTSLANDER, Appellant.

110888

Supreme Court, Appellate Division, Third Department, New York.

Decided and Entered: December 3, 2020

Jackson Bergman, LLP, Binghamton (Michael A. Garzo Jr. of counsel), for appellant.

John M. Muehl, District Attorney, Cooperstown (Michael F. Getman of counsel), for respondent.

Before: Egan Jr., J.P., Mulvey, Aarons, Pritzker and Reynolds Fitzgerald, JJ.

MEMORANDUM AND ORDER

Mulvey, J. Appeal from a judgment of the County Court of Otsego County (Lambert, J.), rendered December 17, 2018, upon a verdict convicting defendant of the crime of sexual abuse in the first degree.

Defendant was charged by indictment with 13 counts of sexual abuse in the first degree for allegedly sexually abusing the victim from October 2014 to October 2015, when she was six to seven years old. Prior to trial, County Court rendered a Molineux ruling that the victim could testify regarding previous, ongoing uncharged sexual conduct by defendant, with a limiting instruction to be given upon introduction of that evidence. Immediately before the trial began, defendant moved to vacate the court's ruling, arguing for the first time that counts 2 through 13 should be dismissed as duplicitous based on the testimony presented to the grand jury.¹ The court denied the motion. During trial, defendant twice unsuccessfully renewed his motion to dismiss counts 2 through 13.

Following the jury trial, defendant was convicted as charged. Defendant moved to set aside the verdict based on the legal insufficiency of the evidence and that the trial testimony rendered the charges duplicitous. County Court denied the motion as to count 1, but granted the motion as to the other counts, dismissing them as duplicitous. Thereafter, the court sentenced defendant to a prison term of seven years, followed by 10 years of postrelease supervision. Defendant appeals.

We reverse. The parties agree that County Court properly dismissed counts 2 through 13 as duplicitous,² but disagree regarding whether the dismissal should have occurred earlier and, if so, the effect of the late dismissal. "A count in an indictment is duplicitous and, therefore, defective where it charges more than one crime" ( People v. Black, 65 A.D.3d 811, 813, 884 N.Y.S.2d 292 [2009] [citations omitted], lv denied 13 N.Y.3d 905, 895 N.Y.S.2d 319, 922 N.E.2d 908 [2009] ; see also CPL 200.30[1] ; People v. Dalton, 27 A.D.3d 779, 781, 811 N.Y.S.2d 153 [2006], lvs denied 7 N.Y.3d 754, 819 N.Y.S.2d 880, 853 N.E.2d 251, 7 N.Y.3d 811, 822 N.Y.S.2d 486, 855 N.E.2d 802 [2006] ). "Where a crime is completed by a discrete act, and where a count in the indictment is based on the repeated occurrence of that act over a course of time, the count includes more than a single offense and is duplicitous. Even if a count is valid on its face, it is nonetheless duplicitous where the evidence presented to the grand jury or at trial makes plain that multiple acts occurred during the relevant time period, rendering it nearly impossible to determine the particular act upon which the jury reached its verdict" ( People v. Black, 65 A.D.3d at 813, 884 N.Y.S.2d 292 [internal quotation marks and citations omitted]; see People v. Raymo, 19 A.D.3d 727, 729, 796 N.Y.S.2d 448 [2005], lv denied 5 N.Y.3d 793, 801 N.Y.S.2d 814, 835 N.E.2d 674 [2005] ; People v. Levandowski, 8 A.D.3d 898, 899–900, 780 N.Y.S.2d 384 [2004] ).

Count 1 of the indictment referred to conduct that occurred "on or about" October 17, 2014, whereas counts 2 through 13 referred to conduct that occurred, respectively, "in or about" each of the subsequent 12 months. Prior to the commencement of the trial, defendant argued that, in reviewing the grand jury testimony, it was impossible to differentiate the alleged conduct to decipher which acts would apply to which counts. The victim testified to the grand jury that she specifically recalled defendant touching her inappropriately on October 17, 2014, the same date referred to in count 1 of the indictment, because that was the day that her father was arrested in her presence. Regarding the remaining counts, the victim stated that the alleged conduct happened "many times" when she was at defendant's house, "mostly all the times I went to see him," and "mostly every time." The victim's stepmother testified to the grand jury that, from 2014 until October 2015, the victim was at defendant's house at least once per month and sometimes weekly. Based on this grand jury testimony, "there is no way to match defendant's alleged acts with specific counts of the indictment" ( People v. Black, 65 A.D.3d at 814, 884 N.Y.S.2d 292 ). Although the victim testified to the grand jury that the alleged acts occurred almost every time that she was at defendant's house, without more detail this does not preclude the possibility that the conduct could have occurred more than one time, or not at all, in each one-month period referenced by counts 2 through 13. Thus, County Court erred in denying defendant's pretrial motion to dismiss counts 2 through 13 of the indictment as duplicitous (see People v. Keindl, 68 N.Y.2d 410, 418–421, 509 N.Y.S.2d 790, 502 N.E.2d 577 [1986] ; People v. Madsen, 168 A.D.3d 1134, 1138–1139, 90 N.Y.S.3d 396 [2019] ; People v. Black, 65 A.D.3d at 813–814, 884 N.Y.S.2d 292 ; People v. Levandowski, 8 A.D.3d at 899–900, 780 N.Y.S.2d 384 ).

When considered in conjunction with defendant's Molineux argument, we cannot conclude that the failure to dismiss those counts pretrial was harmless. Rather than hearing evidence related to one count addressing a single instance of sexual contact on a single day, the direct evidence addressed 12 additional incidents of sexual conduct occurring throughout the ensuing year. Moreover, in its Molineux ruling, County Court permitted evidence of uncharged crimes – namely, that the same type of sexual contact occurred beginning when the victim was five years old and continued mostly every time she was at defendant's residence, which at times was weekly – based on the victim's young age and inability to pinpoint dates on which the abuse occurred, except for the incident in count 1 that was memorable as it occurred on the same day as her father's arrest. In seeking the admission of this testimony, the People consistently argued that the testimony regarding uncharged crimes was necessary to prove counts 2 through 13, as the victim could not, and could not be expected to, furnish specific dates for those alleged incidents.

"[U]nder ... Molineux jurisprudence, we begin with the premise that uncharged crimes are inadmissible and, from there, carve out exceptions" ( People v. Resek, 3 N.Y.3d 385, 390, 787 N.Y.S.2d 683, 821 N.E.2d 108 [2004] ). The proffered Molineux evidence was not necessary to resolve any ambiguity as to count 1, and thus was beyond the Molineux exception for background information as provided by County Court in its ruling (see People v. Leonard, 29 N.Y.3d 1, 7–8, 51 N.Y.S.3d 4, 73 N.E.3d 344 [2017] ; People v. Resek, 3 N.Y.3d at 390, 787 N.Y.S.2d 683, 821 N.E.2d 108 ; People v. Lewis, 69 N.Y.2d 321, 327, 514 N.Y.S.2d 205, 506 N.E.2d 915 [1987] ; compare People v. Shofkom, 63 A.D.3d 1286, 1287–1288, 880 N.Y.S.2d 758 [2009], lv denied 13 N.Y.3d 799, 887 N.Y.S.2d 549, 916 N.E.2d 444 [2009], appeal dismissed 13 N.Y.3d 933, 895 N.Y.S.2d 310, 922 N.E.2d 898 [2010] ). If the court had dismissed counts 2 through 13 as duplicitous prior to the People's presentation of their case-in-chief, that likely would have changed the court's calculus as to the admission of the victim's testimony regarding uncharged crimes – including whether to allow testimony regarding the incidents referred to in those dismissed counts, which would no longer be direct evidence of charged crimes. Even if the testimony regarding the uncharged criminal conduct was permissible for a nonpropensity purpose, its prejudicial nature outweighed the minimal probative value that may be attributed to it as to count 1 (see People v. Leonard, 29 N.Y.3d at 8, 51 N.Y.S.3d 4, 73 N.E.3d 344 ; People v. Lewis, 69 N.Y.2d at 328, 514 N.Y.S.2d 205, 506 N.E.2d 915 ). While in some...