People v. Safa

THE PEOPLE, Plaintiff and Respondent, v. FARZAD SAFA, Defendant and Appellant.

A164975

California Court of Appeals, First District, Fourth Division

December 23, 2022

NOT TO BE PUBLISHED

(Sonoma County Super. Ct. No. SCR-748749-1)

POLLAK, P. J.

Defendant Farzad Safa appeals his conviction, challenging only two of the five counts on which the jury found him guilty. He contends that his conviction for making criminal threats (Pen. Code,^[1] § 422) is not supported by substantial evidence and that the court erred in failing sua sponte to instruct on a lesser included offense. He also contends that he was prejudiced by the consolidation of that charge and the charge of assault with a nonfirearm deadly weapon, a sports utility vehicle (SUV) (§ 245, subd (a)(1)), with a misdemeanor charge of battery. We find no error and shall affirm.

Factual and Procedural History

In 2021 defendant lived in the same condominium complex as Michael Kennedy, Barry Corigliano, and Patrick Hawken. Kennedy and Hawken each testified that, starting sometime before May 2021, defendant often acted erratically and verbally abused and intimidated them and other residents of the complex. On one evening in May Kennedy took a walk with his girlfriend, Ellen DeProto. When they stopped in an outdoor common area to speak with a neighbor, DeProto saw defendant walk toward Kennedy without breaking stride and, as Kennedy began to turn toward him, punch him in the mouth. Defendant agitatedly asked, "Who do you have coming after me?" and said, "You can't be over here. You can't be on this side of the complex. Don't show your face around here." He then "ran off." Kennedy suffered a "small injury" to his mouth. Soon thereafter, the district attorney filed a misdemeanor complaint charging defendant with one count of battery (§ 242).

Three months later, on August 21, 2021, defendant drove by Kennedy and his neighbor Corigliano as the two were chatting at an interior roadway in the complex. Defendant turned his SUV around and drove back toward the men, at a speed Kennedy estimated at 35 to 40 miles per hour and Corigliano at 55 miles per hour. Defendant stopped just short of them-within 10 feet (Corigliano's estimate) or one to one and a half feet (Kennedy's estimate). Defendant exited the SUV and charged at Kennedy with a raised fist. Corigliano pushed him away and, after an exchange of words, defendant drove away.^[2]

Five days later, while going for his mail around 9:00 p.m., Hawken observed defendant harassing two elderly women. Hawken called the police. When Santa Rose Police Officer Erick Arango-Nunez arrived, Hawken pointed out defendant, who got in his SUV and locked the doors. The officer tried to speak with him, but defendant turned up his radio and rolled up his windows. After a second officer arrived, the two decided to de-escalate the situation by leaving.

Hawken got his mail and began walking back to his condominium. En route, defendant pulled up to him in his SUV, yelling profanities, and said, "[W]ait right here. I got something in the house that will end you"; he then drove off. Hawken felt terrified. He had previously seen defendant with a high-powered pellet gun, knew that he owned "non-firearm stuff that could really do some damage," and had heard rumors that he owned guns. Hawken believed that defendant planned to get a weapon, and he feared that defendant would hurt or kill him. He was also concerned about the safety of his 12-year-old son.

Hawken walked directly back to his condominium, locked the door, and called Officer Arango-Nunez. He and the officer had two separate, recorded conversations, each of which the jury heard. After listening to the recordings, Hawken testified that, in the first call, he felt "[f]rantic, to say the least" and "[v]ery shaken." During the second call, he was "frazzled, emotionally, physically shaking"; he described his voice on the recording as "really, really shaky," which he attributed at trial to "fear."

Officer Arango-Nunez, who learned that defendant had outstanding misdemeanor arrest warrants, returned to the complex with the other officer. They found defendant in his SUV and said they were going to arrest him. Defendant refused to leave the SUV; eventually, the officers removed him forcibly. In the SUV they found two guns, one loaded and one disassembled.

The district attorney then filed a second complaint, ultimately charging defendant with three felonies-assault with a deadly weapon (the SUV) (§ 245, subd. (a)(1)),^[3] making criminal threats (§ 422, subd. (a)), and carrying a loaded, unregistered firearm in public (§ 25850, subds. (a) &(c)(6))-and one misdemeanor count of resisting a peace officer (§ 148, subd. (a)(1)). The district attorney later moved to consolidate the second complaint with the earlier misdemeanor battery complaint, contending that they involved "offenses of the same class of crime" that were "connected together in their commission" by shared evidence. Over opposition, the court granted the motion, and the district attorney filed an amended information combining all five counts.

The case proceeded to a two-day trial at which Kennedy, Corigliano, DeProto, and Hawken testified. After the prosecution rested, defendant moved for acquittal (§ 1118.1) on the criminal-threat count, contending that the prosecution had not offered substantial evidence of the element of sustained fear. The court denied the motion.

The jury found defendant guilty on all five counts. The court sentenced him to an aggregate prison term of four years and four months.^[4] Defendant timely appealed.

Discussion

1. The Criminal Threat

The elements of the section 422, subdivision (a) offense are (1) willfully threatening to commit a crime that would cause death or great bodily injury (2) with a specific intent that one's words be taken as a threat (3) in terms so unequivocal, unconditional, immediate, and specific as to convey a gravity of purpose and immediate prospect of execution, causing the victim to experience fear for their own or an immediate family member's safety that is (4) sustained and (5) reasonable in the circumstances. (People v. Toledo (2001) 26 Cal.4th 221, 227-228.)

Defendant contends the prosecution failed to offer substantial evidence of only the "sustained fear" element of the offense, and that the trial court erred in failing to instruct sua sponte on the lesser included offense of attempted criminal threat.

To assess the sufficiency of the evidence, we review" 'the entire record in the light most favorable to the judgment to determine whether it contains substantial evidence-that is, evidence that is reasonable, credible, and of solid value-from which a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt.'" (People v. Maciel (2013) 57 Cal.4th 482, 514-515.) Even if the evidence can "be reasonably reconciled with a contrary finding," we must affirm so long as any rational trier of fact could have found the defendant guilty. (People v. Wear (2020) 44 Cal.App.5th 1007, 1019.)

Fear is "sustained" if it lasts for a time that "extends beyond what is momentary, fleeting, or transitory." (People v. Allen (1995) 33 Cal.App.4th 1149, 1156; accord, People v. Fierro (2010) 180 Cal.App.4th 1342, 1349.)

Defendant does not question that Hawken was reasonably placed in fear^[5] but contends there is no evidence that his fear was sustained because there is no testimony quantifying how long he remained in fear. But Hawken testified that, after defendant told him to "wait right here. I got something in the house that will end you," he walked home, locked his door, and called the police. During the first call he felt "[f]rantic, to say the least" and "[v]ery shaken." During the second call he was still feeling "frazzled" and "physically shaking," while speaking in a "really shaky" voice that he attributed to "fear." Regardless of the number of minutes that elapsed, this evidence amply supports a finding that Hawken's fear was not "momentary, fleeting, or transitory."

Defendant likens this case to In re Ricky T. (2001) 87 Cal.App.4th 1132, in which this court held that a juvenile court erred in finding that a high school student caused "sustained fear" when he reacted to a teacher accidentally hitting him with a classroom door by "getting in [his] face" and saying, "I'm going to get you" (id. at p. 1135). The teacher promptly told the student to go to the office, which he did. The student was suspended, and no one called the police until the next day. (Id. at pp. 1135-1136.) While the teacher "said he felt physically threatened" (id. at p. 1135), we noted that "[w]hatever emotion-fear, intimidation, or apprehension-[the teacher] felt during the moment of the verbal encounter, there was nothing to indicate that the fear was more than fleeting or transitory" (id. at p. 1140). We rejected the contention that "even momentary fear can support a finding of sustained fear within the meaning of section 422" because it would make the statutory term "sustained" superfluous. (Ibid.) Here, in contrast, Hawken did testify to experiencing fear as he returned home following the threat and during his two calls to the police. Ricky T. is plainly distinguishable.

Defendant's alternative contention is that even if the evidence of sustained fear was substantial, the trial court should have instructed sua sponte on the lesser included offense of attempted criminal threat. A defendant is guilty of that crime if he makes a comment that satisfies every element of a criminal threat except that it fails to cause sustained fear. (People v. Toledo, supra, 26 Cal.4th at p. 231.)

Such an instruction should have been given if the record reveals substantial evidence" 'from which a...