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Resolution Without Trial

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RESOLUTION
WITHOUT TRIAL
CHAPTER 10
RESOLUTION WITHOUT TRIAL
(΀ηισ παγΡ ΞΉΞ½Ο„Ξ΅Ξ½Ο„ΞΉΞΏΞ½Ξ±Ξ»Ξ»Οˆ λΡφτ βλανκ.)
RESOLUTION
WITHOUT TRIAL
10-3 Resolution Without Trial Β§10:03
RESOLUTION
WITHOUT TRIAL
I. INTRODUCTION
A. Most Cases Resolved Without Trial [Β§10:01]
ξ€·ξ‹ξˆξ€ƒξ‹ξŒξŠξ‹ξ€ƒξ–ξ—ξ„ξŽξˆξ–ξ€ξ€ƒξŒξ‘ξ†ξ•ξˆξ„ξ–ξŒξ‘ξŠξ€ƒ ξ†ξ’ξ–ξ—ξ–ξ€ƒξ’ξ‰ξ€ƒξξŒξ—ξŒξŠξ„ξ—ξŒξ’ξ‘ξ€ξ€ƒξξˆξ‘ξŠξ—ξ‹ξœξ€ƒ ξ‡ξˆξξ„ξœξ–ξ€ƒξ„ξ‘ξ‡ξ€ƒξŒξ‘ξˆξ΅Άξ†ξŒξˆξ‘ξ†ξŒξˆξ–ξ€ƒξ’ξ‰ξ€ƒ ξ—ξ•ξŒξ„ξξ€ξ€ƒξ„ξ‘ξ‡ξ€ƒξ‰ξˆξˆξ€ξ–ξ‹ξŒξ‰ξ—ξŒξ‘ξŠξ€ƒ
στατυτΡσ ¡ακΡ Ραρλψ ρΡσολυτιον ΞΏΟ† τηΡσΡ χασΡσ Ο€Ξ±ΟΟ„ΞΉΟ‡Ο…Ξ»Ξ±ΟΞ»Οˆ αππΡαλινγ το βοτη σιδΡσ. βˆ†Ο…Ξ΅ Ο€ΟΞΉΒ΅Ξ±ΟΞΉΞ»Οˆ το τηΡσΡ φαχτορσ,
ξξ’ξ–ξ—ξ€ƒξˆξξ“ξξ’ξœξξˆξ‘ξ—ξ€ξ•ξˆξξ„ξ—ξˆξ‡ξ€ƒξ†ξξ„ξŒξξ–ξ€ƒξ„ξ•ξˆξ€ƒξ•ξˆξ–ξ’ξξ™ξˆξ‡ξ€ƒ ξ‘ξ’ξ—ξ€ƒξ…ξœξ€ƒξ—ξ•ξŒξ„ξξ€ƒξ…ξ˜ξ—ξ€ξ€ƒξŒξ‘ξ–ξ—ξˆξ„ξ‡ξ€ξ€ƒξŒξ‘ξ€ƒ ξ‡ξŒξ•ξˆξ†ξ—ξ€ƒξ‘ξˆξŠξ’ξ—ξŒξ„ξ—ξŒξ’ξ‘ξ–ξ€ƒξ…ξˆξ—ξšξˆξˆξ‘ξ€ƒξ—ξ‹ξˆξ€ƒξ“ξ„ξ•ξ—ξŒξˆξ–ξ€ƒ
ξ„ξ‘ξ‡ξ€’ξ’ξ•ξ€ƒξ—ξ‹ξˆξŒξ•ξ€ƒξ†ξ’ξ˜ξ‘ξ–ξˆξξ€ξ€ƒξ—ξ‹ξ•ξ’ξ˜ξŠξ‹ξ€ƒ ξξˆξ‡ξŒξ„ξ—ξŒξ’ξ‘ξ€ξ€ƒξξ˜ξ•ξœξ€ƒξξˆξ‡ξŒξ„ξ—ξŒξ’ξ‘ξ€ξ€ƒξξˆξ‡ξŒξ„ξ—ξŒξ’ξ‘ξ€ξ„ξ•ξ…ξŒξ—ξ•ξ„ξ—ξŒξ’ξ‘ξ€ξ€ƒ ξ–ξ˜ξξξ„ξ•ξœξ€ƒξ—ξ•ξŒξ„ξξ€ξ€ƒξ’ξ•ξ€ƒξ…ξœξ€ƒ ξ„ξ•ξ…ξŒξ—ξ•ξ„ξ—ξŒξ’ξ‘ξ€‘ξ€ƒ
ξ€€ξξ—ξ‹ξ’ξ˜ξŠξ‹ξ€ƒξξ’ξ–ξ—ξ€ƒξ†ξ„ξ–ξˆξ–ξ€ƒξ„ξ•ξˆξ€ƒξ•ξˆξ–ξ’ξξ™ξˆξ‡ξ€ƒξšξŒξ—ξ‹ξ’ξ˜ξ—ξ€ƒξ—ξ•ξŒξ„ξξ€ξ€ƒξ—ξ‹ξ„ξ—ξ€ƒξ‡ξ’ξˆξ–ξ€ƒξ‘ξ’ξ—ξ€ƒξξˆξ„ξ‘ξ€ƒξ—ξ‹ξ„ξ—ξ€ƒξ“ξξ„ξŒξ‘ξ—ξŒξ΅΅ξ€ƒξ†ξ’ξ˜ξ‘ξ–ξˆξξ€ƒξ–ξ‹ξ’ξ˜ξξ‡ξ€ƒξ†ξ’ξ‘ξ–ξŒξ‡ξˆξ•ξ€ξ€ƒξξ˜ξ†ξ‹ξ€ƒξξˆξ–ξ–ξ€ƒ
ξ†ξ’ξ˜ξ‘ξ—ξ€ƒξ’ξ‘ξ€ξ€ƒξ„ξ€ƒξ”ξ˜ξŒξ†ξŽξ€ƒξ•ξˆξ–ξ’ξξ˜ξ—ξŒξ’ξ‘ξ€ξ€ƒξ„ξ–ξ€ƒξ–ξ“ξˆξˆξ‡ξœξ€ƒξ–ξˆξ—ξ—ξξˆξξˆξ‘ξ—ξ–ξ€ƒξŠξˆξ‘ξˆξ•ξ„ξξξœξ€ƒξξˆξ„ξ‘ξ€ƒξ—ξ‹ξ„ξ—ξ€ƒξ—ξ‹ξˆξ€ƒξ“ξξ„ξŒξ‘ξ—ξŒξ΅΅ξ€ƒξŒξ–ξ€ƒξξˆξ„ξ™ξŒξ‘ξŠξ€ƒξξ’ξ‘ξˆξœξ€ƒξ€‹ξ–ξ’ξξˆξ—ξŒξξˆξ–ξ€ƒ
συβσταντιαλ α¡ουντσ ΞΏΟ† ¡ονΡψ) ΞΏΞ½ τηΡ ταβλΡ. ΣΡΡ ξ€±ξŒξ†ξ‹ξ’ξξ„ξ–ξ€ƒξ€΅ξ’ξšξξˆξœξ€ƒξ€‰ξ€ƒξ€¦ξ’ξ˜ξ•ξ—ξ‘ξˆξœξ€ƒξ€΅ξ’ξšξξˆξœξ€ξ€ƒΞ‘Ο…Ξ½Ξ½ΞΉΞ½Ξ³ Ωιτη ΀ηΡ Βυλλσ:
Ξ—ΞΏΟ‰ ΀ο Ωιν Ξ€ΞΏΟ€βˆ’βˆ†ΞΏΞ»Ξ»Ξ±Ο Ξ£Ξ΅Ο„Ο„Ξ»Ξ΅Β΅Ξ΅Ξ½Ο„Οƒξ€ξ€ƒξ€”ξ€–ξ€›ξ€ƒξ€‹ξ€•ξ€“ξ€”ξ€›ξ€Œξ€‹ξ‚³ξ€΄ξ˜ξŒξ†ξŽξ€ƒξ–ξˆξ—ξ—ξξˆξξˆξ‘ξ—ξ–ξ€ƒξξ’ξ–ξ—ξ€ƒξ’ξ‰ξ—ξˆξ‘ξ€ƒξˆξ”ξ˜ξ„ξξ€ƒξ†ξ‹ξˆξ„ξ“ξ€ƒξξ˜ξ–ξ—ξŒξ†ξˆξ€‘ξ€ƒξ€ƒξ€¬ξ‰ξ€ƒξœξ’ξ˜ξ€ƒξšξ„ξ‘ξ—ξ€ƒ
ξ—ξ’ξ€ƒξ…ξˆξ€ƒξ„ξ€ƒξξ„ξšξœξˆξ•ξ€ƒξšξ‹ξ’ξ€ƒξ†ξ’ξ‘ξ–ξŒξ–ξ—ξˆξ‘ξ—ξξœξ€ƒξŠξˆξ—ξ–ξ€ƒξ—ξ’ξ“ξ€ξ‡ξ’ξξξ„ξ•ξ€ƒξ–ξˆξ—ξ—ξξˆξξˆξ‘ξ—ξ–ξ€ξ€ƒξ—ξ‹ξˆξ‘ξ€ƒξœξ’ξ˜ξ€ƒξ†ξ„ξ‘ξ‘ξ’ξ—ξ€ƒξ•ξ˜ξ‘ξ€ƒξ„ξ€ƒξξŒξξξ€ƒξšξ‹ξˆξ•ξˆξ€ƒξœξ’ξ˜ξ€ƒξ—ξ„ξŽξˆξ€ƒξ„ξ‘ξœξ€ƒξ†ξ„ξ–ξˆξ–ξ€ƒ
ξ—ξ‹ξ„ξ—ξ€ƒξšξ„ξξŽξ–ξ€ƒξŒξ‘ξ€ƒξ—ξ‹ξˆξ€ƒξ‡ξ’ξ’ξ•ξ€ξ€ƒξ–ξˆξ‘ξ‡ξ€ƒξ’ξ˜ξ—ξ€ƒξ„ξ€ƒξ”ξ˜ξŒξ†ξŽξ€ƒξ‡ξˆξξ„ξ‘ξ‡ξ€ƒξξˆξ—ξ—ξˆξ•ξ€ξ€ƒξ„ξ‘ξ‡ξ€ƒξ„ξ†ξ†ξˆξ“ξ—ξ€ƒξ—ξ‹ξˆξ€ƒξ‚Ώξ•ξ–ξ—ξ€ƒξ’ξ΅΅ξˆξ•ξ€ƒξ—ξ’ξ€ƒξ†ξ’ξξˆξ€ƒξœξ’ξ˜ξ•ξ€ƒξšξ„ξœξ€‘ξ‚΄ξ€Œξ€‘
B. Scope of Chapter [Β§10:02]
ξ€·ξ‹ξŒξ–ξ€ƒξ†ξ‹ξ„ξ“ξ—ξˆξ•ξ€ƒξ‹ξ„ξ–ξ€ƒξ–ξˆξ™ξˆξ•ξ„ξξ€ƒξŒξξ“ξ’ξ•ξ—ξ„ξ‘ξ—ξ€ƒξ“ξ˜ξ•ξ“ξ’ξ–ξˆξ–ξ€‘ξ€ƒξ€©ξŒξ•ξ–ξ—ξ€ξ€ƒξ—ξ’ξ€ƒξˆξ›ξ“ξξ’ξ•ξˆξ€ƒξˆξ„ξ†ξ‹ξ€ƒξ’ξ‰ξ€ƒξ—ξ‹ξˆξ€ƒξ‰ξ’ξ•ξˆξŠξ’ξŒξ‘ξŠξ€ƒξ‡ξŒξ–ξ“ξ˜ξ—ξˆξ€ƒξ•ξˆξ–ξ’ξξ˜ξ—ξŒξ’ξ‘ξ€ƒξξˆξ—ξ‹ξ€
ξ’ξ‡ξ–ξ€ƒξ„ξ‘ξ‡ξ€ƒξ—ξ’ξ€ƒξ–ξ˜ξŠξŠξˆξ–ξ—ξ€ƒ ξ–ξ—ξ•ξ„ξ—ξˆξŠξŒξˆξ–ξ€ƒξ„ξ‘ξ‡ξ€ƒξ—ξˆξ†ξ‹ξ‘ξŒξ”ξ˜ξˆξ–ξ€ƒξ—ξ‹ξ„ξ—ξ€ƒ ξšξŒξξξ€ƒξ“ξ•ξ’ξ™ξŒξ‡ξˆξ€ƒξ—ξ‹ξˆξ€ƒξ“ξ•ξ„ξ†ξ—ξŒξ—ξŒξ’ξ‘ξˆξ•ξ€ƒ ξšξŒξ—ξ‹ξ€ƒξ—ξ‹ξˆξ€ƒξŽξ‘ξ’ξšξξˆξ‡ξŠξˆξ€ƒξ‘ξˆξ†ξˆξ–ξ–ξ„ξ•ξœξ€ƒ 
ξ„ξ†ξ‹ξŒξˆξ™ξˆξ€ƒξ—ξ‹ξˆξ€ƒξξ’ξ–ξ—ξ€ƒξ‰ξ„ξ™ξ’ξ•ξ„ξ…ξξˆξ€ƒ ξ•ξˆξ–ξ’ξξ˜ξ—ξŒξ’ξ‘ξ€ƒξ‰ξ’ξ•ξ€ƒξ‹ξŒξ–ξ€ƒξ†ξξŒξˆξ‘ξ—ξ€‘ξ€ƒ ξ€Άξˆξ†ξ’ξ‘ξ‡ξ€ξ€ƒξ—ξ’ξ€ƒξ–ξ˜ξ…ξξŒξ—ξ€ƒ ξ—ξ‹ξ„ξ—ξ€ƒξ„ξ€ƒξ–ξ˜ξ†ξ†ξˆξ–ξ–ξ‰ξ˜ξξ€ƒξ•ξˆξ–ξ’ξξ˜ξ—ξŒξ’ξ‘ξ€ƒ ξ’ξ‰ξ€ƒξˆξξ“ξξ’ξœξ€
ξξˆξ‘ξ—ξ€ξ•ξˆξξ„ξ—ξˆξ‡ξ€ƒξ†ξξ„ξŒξξ–ξ€ƒξŒξ–ξ€ƒξ‘ξ’ξ—ξ€ƒξ†ξ’ξξ“ξξˆξ—ξˆξ€ƒξ˜ξ‘ξ—ξŒξξ€ƒξ—ξ‹ξˆξ€ƒξ“ξ„ξ•ξ—ξŒξˆξ–ξ€ƒξ‹ξ„ξ™ξˆξ€ƒξξ’ξŒξ‘ξ—ξξœξ€ƒξ‡ξ•ξ„ξ‰ξ—ξˆξ‡ξ€ƒξ„ξ€ƒξξ’ξ‘ξŠξ€ƒξ‰ξ’ξ•ξξ€ƒξ–ξˆξ—ξ—ξξˆξξˆξ‘ξ—ξ€ƒξ„ξŠξ•ξˆξˆξξˆξ‘ξ—ξ€ƒξ—ξ‹ξ„ξ—ξ€ƒξ‘ξ’ξ—ξ€ƒ
ξ’ξ‘ξξœξ€ƒξˆξ–ξ—ξ„ξ…ξξŒξ–ξ‹ξˆξ–ξ€ƒξ—ξ‹ξˆξ€ƒξ“ξ•ξˆξ†ξŒξ–ξˆξ€ƒ ξ—ξˆξ•ξξ–ξ€ƒξ„ξ‘ξ‡ξ€ƒξ†ξ’ξ‘ξ‡ξŒξ—ξŒξ’ξ‘ξ–ξ€ƒξ’ξ‰ξ€ƒ ξ—ξ‹ξˆξ€ƒξ–ξˆξ—ξ—ξξˆξξˆξ‘ξ—ξ€ƒξ…ξ˜ξ—ξ€ƒξ„ξξ–ξ’ξ€ƒξ“ξ•ξ’ξ™ξŒξ‡ξˆξ–ξ€ƒ ξ„ξ€ƒξ™ξˆξ‹ξŒξ†ξξˆξ€ƒξ‰ξ’ξ•ξ€ƒξ•ξˆξ–ξ’ξξ™ξŒξ‘ξŠξ€ƒ ξ„ξ‘ξœξ€ƒ
ξ“ξ’ξ–ξ—ξ€ξ–ξˆξ—ξ—ξξˆξξˆξ‘ξ—ξ€ƒξ‡ξŒξ–ξ“ξ˜ξ—ξˆξ–ξ€ƒξ—ξ‹ξ„ξ—ξ€ƒξξ„ξœξ€ƒξ„ξ•ξŒξ–ξˆξ€‘ξ€ƒξ€·ξ‹ξŒξ•ξ‡ξ€ξ€ƒξ—ξ’ξ€ƒξ„ξ–ξ–ξŒξ–ξ—ξ€ƒξ—ξ‹ξˆξ€ƒ ξ“ξ•ξ„ξ†ξ—ξŒξ—ξŒξ’ξ‘ξˆξ•ξ–ξ€ƒξŒξ‘ξ€ƒξ—ξ‹ξˆξ€ƒξ‚Ώξˆξξ‡ξ€ƒξŒξ‘ξ€ƒξ“ξ•ξˆξ“ξ„ξ•ξŒξ‘ξŠξ€ƒξ‰ξ’ξ•ξ€ƒξ„ξ€ƒξ–ξ˜ξ†ξ†ξˆξ–ξ–ξ‰ξ˜ξξ€ƒ
ξ’ξ˜ξ—ξ†ξ’ξξˆξ€ƒξŒξ‘ξ€ƒξξˆξ‡ξŒξ„ξ—ξŒξ’ξ‘ξ€ƒξ’ξ•ξ€ƒξ„ξ•ξ…ξŒξ—ξ•ξ„ξ—ξŒξ’ξ‘ξ€‘ξ€ƒξ€©ξŒξ‘ξ„ξξξœξ€ξ€ƒξ—ξ‹ξŒξ–ξ€ƒξ†ξ‹ξ„ξ“ξ—ξˆξ•ξ€ƒξšξŒξξξ€ƒξ‹ξˆξξ“ξ€ƒξ—ξ‹ξˆξ€ƒξξ„ξšξœξˆξ•ξ€ƒξ‡ξˆξ†ξŒξ‡ξˆξ€ƒξ˜ξ“ξ’ξ‘ξ€ƒξ—ξ‹ξˆξ€ƒξ…ξˆξ–ξ—ξ€ƒξ’ξ“ξ—ξŒξ’ξ‘ξ–ξ€ƒξšξŒξ—ξ‹ξŒξ‘ξ€ƒ
Ξ‘βˆ†Ξ‘ Ξ±Ξ½Ξ΄ βΡστ τι¡ινγ φορ οπτι¡αλ σΡττλΡ¡Ρντ ΞΏΟ† τηΡ Ξ΅Β΅Ο€Ξ»ΞΏΟˆΒ΅Ξ΅Ξ½Ο„ δισχρι¡ινατιον χασΡ.
PRACTICE POINT:
Beware of your overconfβ€Œidence
Regardless of whether you attempt to resolve the matter in direct attorney-to-attorney discussions or in
mediation, you should be cognizant of the fact that multiple studies have shown that defense and plaintiff
counsel have a tendency to be overly confβ€Œident about their chances of prevailing even when measured by
their own assessment of success. Indeed, in one study, when attorneys at case commencement answered
the question, β€œWhat would be a win situation in terms of your minimum goal for the outcome of this case?”,
they failed to meet or exceed that minimal goal nearly 50% of the time. See Jane Goodman-Delahunty et
al., Insightful or Wishful: Lawyers’ Ability to Predict Case Outcomes, 16 Psych., Pub. Pol’y & L. 133, 133–57
(2010), accessible at https://turtletalk.fβ€Œiles.wordpress.com/2010/06/goodman-delahunty-insightful-or-
wishful-16-psych-pub-pol.pdf; Elizabeth F. Loftus & Willem A. Wagenaar, Lawyers’ Predictions of Success,
28 Jurimetrics J. 437 (1988). See also Alan R. Berkowitz, Mediation Tips and Arbitration Bits: Are Lawyers
Good at Predicting Case Outcome and Settlement Value, Cal. Lab. & Emp. L. R., Vol. 35, No. 2 (2021). One
method by which attorneys can regulate this overconfβ€Œidence is by peer review – that is, run the facts of the
case (warts and all) by colleagues within your law fβ€Œirm (someone designated to play β€œDevil’s Advocate”
who argues against the client’s position both factually and legally) and colleagues outside of your law fβ€Œirm
to get their perspective. These attorneys are likely to provide you with valuable information about your case
– information that helps you formulate a more realistic view of your chances of success which should then
factor into your settlement negotiations.
II. NEGOTIATION
A. General Considerations [Β§10:03]
ξ€±ξˆξŠξ’ξ—ξŒξ„ξ—ξŒξ’ξ‘ξ€ƒξ…ξˆξ—ξšξˆξˆξ‘ξ€ƒξ—ξ‹ξˆξ€ƒξ“ξ„ξ•ξ—ξŒξˆξ–ξ€ƒξ—ξ‹ξˆξξ–ξˆξξ™ξˆξ–ξ€ƒξ€‹ξ˜ξ–ξ˜ξ„ξξξœξ€ƒξšξŒξ—ξ‹ξ€ƒξξ„ξšξœξˆξ•ξ–ξ€ƒξšξ’ξ•ξŽξŒξ‘ξŠξ€ƒξ…ξˆξ‹ξŒξ‘ξ‡ξ€ƒξ—ξ‹ξˆξ€ƒξ–ξ†ξˆξ‘ξˆξ–ξ€ƒξ‰ξ’ξ•ξ€ƒξ—ξ‹ξˆξ€ƒξˆξξ“ξξ’ξœξˆξ•ξ€ƒ
ξ„ξ‘ξ‡ξ€ξ€ƒξξˆξ–ξ–ξ€ƒξ†ξ’ξξξ’ξ‘ξξœξ€ξ€ƒξ—ξ‹ξˆξ€ƒξˆξξ“ξξ’ξœξˆξˆξ€Œξ€ƒξ’ξ•ξ€ƒξ‡ξŒξ•ξˆξ†ξ—ξξœξ€ƒξ…ξˆξ—ξšξˆξˆξ‘ξ€ƒξ—ξ‹ξˆξ€ƒξ“ξ„ξ•ξ—ξŒξˆξ–ξ‚Άξ€ƒξ„ξ—ξ—ξ’ξ•ξ‘ξˆξœξ–ξ€ƒξŒξ–ξ€ƒξ—ξœξ“ξŒξ†ξ„ξξξœξ€ƒξ—ξ‹ξˆξ€ƒξ‚Ώξ•ξ–ξ—ξ€ƒξ–ξ—ξˆξ“ξ€ƒξ—ξ’ξšξ„ξ•ξ‡ξ€ƒξ—ξ‹ξˆξ€ƒ
ξŒξ‘ξ‰ξ’ξ•ξξ„ξξ€ƒξ•ξˆξ–ξ’ξξ˜ξ—ξŒξ’ξ‘ξ€ƒξ’ξ‰ξ€ƒξ„ξ‘ξ€ƒ ξˆξξ“ξξ’ξœξξˆξ‘ξ—ξ€ξ•ξˆξξ„ξ—ξˆξ‡ξ€ƒξ‡ξŒξ–ξ“ξ˜ξ—ξˆξ€‘ξ€ƒξ€·ξ‹ξˆξ€ƒξ—ξ’ξ“ξŒξ†ξ€ƒξ’ξ‰ξ€ƒ ξ–ξˆξ—ξ—ξξˆξξˆξ‘ξ—ξ€ƒξŠξˆξ‘ξˆξ•ξ„ξξξœξ€ƒξ„ξ•ξŒξ–ξˆξ–ξ€ƒξšξ‹ξˆξ‘ξ€ƒξ’ξ‘ξˆξ€ƒ ξ“ξ„ξ•ξ—ξœξ€ƒ

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