State v. Morales

439 S.C. 600

889 S.E.2d 551

The STATE, Petitioner, v. Guadalupe Guzman MORALES, Respondent.

Appellate Case No. 2021-000622

Opinion No. 28154

Supreme Court of South Carolina.

Heard January 12, 2023

Filed May 31, 2023

Attorney General Alan McCrory Wilson and Senior Assistant Deputy Attorney General William M. Blitch, both of Columbia, for Petitioner.

Kathrine Haggard Hudgins, of Columbia, for Respondent.

JUSTICE FEW :

Guadalupe Guzman Morales was convicted in 2017 of criminal sexual conduct with a minor in the first and second degree. On appeal, he contends evidence he sexually assaulted the victim's sister should have been excluded under Rule 404(b) of the South Carolina Rules of Evidence. He argues the trial court erred in admitting the evidence pursuant to the "common scheme or plan" exception, both under the "substantial similarities" test from State v. Wallace , 384 S.C. 428, 683 S.E.2d 275 (2009), and under the "logical connection" standard we later articulated in State v. Perry , 430 S.C. 24, 842 S.E.2d 654 (2020). The court of appeals agreed as to Perry and reversed. We find both the Wallace and Perry issues are unpreserved for appellate review. We reverse the court of appeals and reinstate Morales’ convictions.

I. Facts and Procedural History

The State indicted Morales in 2003 for sexually assaulting his stepdaughter between December 1999 and September 2001. The original indictments were destroyed in a 2008 fire in the Lancaster County Courthouse. In 2016, apparently unable to find duplicates of the original indictments, the State re-indicted Morales for criminal sexual conduct with a minor in the first degree, criminal sexual conduct with a minor in the second degree, and assault with intent to commit criminal sexual conduct with a minor in the second degree.

Before trial, the State proffered testimony from the victim's younger sister that Morales also sexually assaulted her. The State argued the similarities between the sexual assaults Morales committed against the two sisters outweighed the dissimilarities, and thus the evidence was admissible under the common scheme or plan exception in Rule 404(b) as analyzed in Wallace . See Wallace , 384 S.C. at 433, 683 S.E.2d at 278 ("[T]he trial court must analyze the similarities and dissimilarities between the crime charged and the [other crimes] evidence to determine whether there is a close degree of similarity. When the similarities outweigh the dissimilarities, the [other crimes] evidence is admissible under Rule 404(b)." (citation omitted)). The trial court did not immediately rule. At the conclusion of the first day of trial, after the victim testified, the State requested a final ruling on the admissibility of the sister's testimony. The trial court ruled the sister's testimony "will be admissible," stating "the similarities outweigh the dissimilarities and taking their testimony would tend to show a common scheme or plan." On the second day of trial, after three other witnesses testified, the State called the sister to testify. At the conclusion of trial, the jury convicted Morales of all charges and the trial court sentenced him to forty years in prison.

Morales appealed his convictions. In his brief to the court of appeals—filed before our decision in Perry —Morales argued two grounds for reversal. First, he argued the trial court erred in admitting the evidence under Wallace . Second, he argued Wallace was incorrectly decided and State v. Lyle , 125 S.C. 406, 118 S.E. 803 (1923), provides the correct standard for analyzing the admissibility of evidence of other crimes under Rule 404(b). Relying on Wallace , the court of appeals affirmed in a summary opinion. State v. Morales , Op. No. 2020-UP-001, 2020 WL 91599 (S.C. Ct. App. filed Jan. 8, 2020). While Morales’ petition for a writ of certiorari was pending before this Court, we decided Perry , overruling Wallace , 430 S.C. at 37, 842 S.E.2d at 661, and returning to the "logical connection" standard from Lyle , 430 S.C. at 44, 842 S.E.2d at 664-65. We then granted Morales’ petition, dispensed with briefing, reversed the court of appeals, and remanded to the court of appeals "for reconsideration of the substantive and procedural issues in light of this Court's decision in State v. Perry ." State v. Morales , Op. No. 2020-MO-009, 2020 WL 5652504 (S.C. Sup. Ct. filed Sept. 23, 2020).

On remand, the court of appeals found "the issue is preserved" and reversed Morales’ convictions under the "logical connection" standard from Perry . State v. Morales , 433 S.C. 196, 201 n.4, 205, 857 S.E.2d 383, 385 n.4, 387 (Ct. App. 2021). We granted the State's petition for a writ of certiorari to address issue preservation, and if the issue is preserved, the merits of the court of appeals’ decision.

II. Analysis

We consider two separate issue preservation questions. First, we consider whether Morales preserved the Wallace argument that there was not a sufficiently close degree of similarity between the crimes charged and the sexual assaults against the sister. Second, we consider whether Morales preserved his argument that Wallace was incorrectly decided and the State failed to establish a sufficient "logical connection" between the sexual assaults against the sister and the crimes charged such that the evidence could be used for some purpose other than to show Morales’ propensity to commit acts of sexual violence against children. See Perry , 430 S.C. at 44, 842 S.E.2d at 665 ("The State must show a logical connection between the other crime and the crime charged such that the evidence of other crimes ‘reasonably tends to prove a material fact in issue.’ The State must also convince the trial court that the probative force of the evidence when used for this legitimate purpose is not substantially outweighed by the danger of unfair prejudice from the inherent tendency of the evidence to show the defendant's propensity to commit similar crimes." (citations omitted)).

A. State v. Wallace

As to the first question, though Wallace has now been overruled and the "substantial similarities" test is no longer the law, Wallace was the law at the time of Morales’ trial in 2017. Therefore, if the State failed to demonstrate "the similarities outweigh the dissimilarities" as Wallace required, 384 S.C. at 433, 683 S.E.2d at 278, the trial court should have sustained Morales’ objection.

We find, however, Morales failed to make a valid objection. See State v. Sweet , 374 S.C. 1, 5, 647 S.E.2d 202, 205 (2007) ("To properly preserve an issue for review there must be a contemporaneous objection that is ruled upon by the trial court."). The State raised the issue before trial and asked for a conditional ruling on the admissibility of the sister's testimony. The trial court did not rule at that time. During trial, the State asked for a "final ruling" and the trial court responded, "I'm going to find her testimony will be admissible and I will allow her to testify tomorrow." ¹ Before the State called the sister to testify, however, it called three other witnesses. One of the witnesses—child abuse dynamics expert David Kellin—testified about two of the three similarities the State primarily relied on to satisfy Wallace : the dynamic of a father figure in the family, and grooming. A second witness—a forensic interviewer—testified to statements the victim made as to the location of the assaults, a third similarity the State primarily relied on to satisfy Wallace . A third witness—the former girlfriend of a family member—testified to statements the victim made about the location of the assaults and as to who else was in and around the home when the assaults occurred. When the sister actually testified, Morales did not object.

We recently discussed the necessity of a contemporaneous objection in State v. Jones , 435 S.C. 138, 866 S.E.2d 558 (2021). We explained that if no evidence is offered between a preliminary ruling and the admission of the evidence ruled upon, then "the decision is final" and there is no need for an additional objection. 435 S.C. at 144, 866 S.E.2d at 561. When additional evidence is offered in the meantime, however, an additional, contemporaneous objection is usually required "because ‘the evidence developed during [the interim] may warrant a change in the ruling.’ " Id. (quoting State v. Mueller , 319 S.C. 266, 268, 460 S.E.2d 409, 410 (Ct. App. 1995) ). The fact the State asked for what the assistant attorney general called a "final ruling" does not make the ruling "final" for purposes of issue preservation. Here, the ruling was not final because the trial court itself gave no indication of such an intent and there were three intervening witnesses before the sister testified. Cf. State v. Wiles , 383 S.C. 151, 157, 679 S.E.2d 172, 175 (2009) (holding a ruling was final despite the admission of other evidence between the ruling and the admission of the evidence ruled upon where, "by his actions, the trial judge clearly indicated that his ruling was a final, rather than preliminary, one because he commented to the jury about petitioner's escape before any evidence was admitted"). Each of these witnesses’ testimony related to at least one similarity the State argued existed between the assaults against the victim and the sister. It is entirely possible the trial court could have considered the testimony of one or more of these witnesses to "warrant a change in the ruling." When the State eventually did call the sister to testify, however, Morales’ failure to object deprived the trial court of the opportunity to consider whether a change in ruling was warranted. Morales’ failure to make a contemporaneous objection renders the Wallace issue unpreserved.

B. State v. Perry

Morales’ failure to make a contemporaneous objection also renders the Perry issue unpreserved. For the same reasons the trial court's ruling was not final as to the Wallace issue, the ruling was not final as to the Perry issue. Thus, a...