Steiger v. State

328 So.3d 926

Henry Martin STEIGER, Petitioner,

v.STATE of Florida, Respondent.

No. SC20-1404

Supreme Court of Florida.

November 10, 2021

Jared Brown of Brown Legal PLLC, Fort Lauderdale, Florida; and Martin Roth of Martin L. Roth, P.A., Fort Lauderdale, Florida, for Petitioner

Ashley Moody, Attorney General, Trisha Meggs Pate, Bureau Chief, and Daren L. Shippy, Assistant Attorney General, Tallahassee, Florida, for Respondent

LAWSON, J.

We accepted review of the First District Court of Appeal's decision in Steiger v. State , 301 So. 3d 485 (Fla. 1st DCA 2020), because it expressly and directly conflicts with decisions of the Second and Fourth District Courts of Appeal in Howard v. State , 288 So. 3d 1239 (Fla. 2d DCA 2020), and Kruse v. State , 222 So. 3d 13 (Fla. 4th DCA 2017), concerning whether appellate courts may address the merits of unpreserved claims of ineffective assistance of trial counsel on direct appeal. We have jurisdiction. See art. V, § 3(b)(3), Fla. Const. For the reasons explained below, we hold that section 924.051(3), Florida Statutes (2020), which prohibits raising an unpreserved claim of error on direct appeal absent a showing of fundamental error, precludes appellate review of unpreserved claims of ineffective assistance of trial counsel on direct appeal. Such ineffective assistance of counsel claims may therefore only be raised on direct appeal in the context of a fundamental error argument. Ineffective assistance of counsel claims relying upon the less-demanding Strickland¹ standard are properly considered upon the filing of a legally sufficient postconviction motion in the trial court.

I. BACKGROUND

After Henry Steiger's jury found him guilty of second-degree murder, he appealed his judgment and sentence to the First District. Steiger , 301 So. 3d at 489. As relevant to the jurisdictional issue before this Court, on appeal Steiger argued that the face of the record shows that his trial counsel was ineffective in several respects. See id.

However, in affirming Steiger's judgment and sentence, the First District declined to address Steiger's claims of ineffective assistance, reasoning as follows:

Steiger did not preserve any of the errors he advances on appeal and he does not make any claim of fundamental error. See Latson v. State , 193 So. 3d 1070, 1072 (Fla. 1st DCA 2016) (Winokur, J., concurring) (observing that "if the defendant does not properly preserve a claimed error, the only statutorily-authorized basis for appellate relief is a showing that the error is fundamental"). Still, Steiger maintains that this Court may address on direct appeal his claims that his counsel was ineffective, even without a claim of fundamental error. But as Judge Winokur explained in his concurring opinion in Latson , an appellate court should not allow an appellant to avoid application of the fundamental error standard by asserting that his trial counsel's "failure to raise issues constitutes ineffective assistance, which entails a different standard that could provide an easier path to reversal, and which deprives trial counsel of the opportunity to defend themselves against allegations of unprofessional conduct." Id. at 1074. We agree. And so, because Steiger makes no claim of fundamental error, we decline to consider his claims of ineffective assistance of counsel in this direct appeal.

Steiger , 301 So. 3d at 489-90 (citation omitted).

The statute referenced by the First District is section 924.051(3), which prohibits a direct appeal in a criminal case "unless a prejudicial error is alleged and is properly preserved or, if not properly preserved, would constitute fundamental error." Without addressing this statutory limitation, and where no claim of fundamental error was alleged, the district courts in the conflict decisions of Howard and Kruse reviewed and granted relief based on unpreserved claims of ineffective assistance of trial counsel, reasoning that the ineffective assistance of counsel was apparent on the face of the record and that it would be a waste of judicial resources to not grant relief. See Howard , 288 So. 3d at 1251 (finding ineffective assistance of counsel apparent on the face of the record where trial counsel "fail[ed] to respond to the trial court's request for authority" on the point that "[t]he State's evidence and argument about [the defendant's] prearrest, pre-Miranda silence were improper" and where trial counsel "fail[ed] to further object to such evidence and argument"); see also Kruse , 222 So. 3d at 17 (finding trial counsel "constitutionally ineffective" where it was apparent on the face of the record that counsel had "neglect[ed] to request a self-defense instruction that was clearly applicable to the facts and circumstances of the case").

Similarly, this Court has also held that the standard for reviewing an unpreserved claim of ineffective assistance of trial counsel on direct appeal is that "[a]n appellate court initially reviewing a conviction will only grant relief for ineffective assistance of counsel where the ineffectiveness of counsel is apparent from the face of the record before the appellate court and a waste of judicial resources would result from remanding the matter to the lower court for further litigation." Monroe v. State , 191 So. 3d 395, 403 (Fla. 2016). However, in applying this standard, like the district courts in Howard and Kruse , the Monroe court did not address the showing of fundamental error required by section 924.051(3) to raise and obtain relief on direct appeal based on a claim of unpreserved error. To the contrary, the Monroe court granted relief based on an unpreserved claim of ineffective assistance of trial counsel that stemmed from trial counsel's failure to preserve a sufficiency of the evidence issue for appeal after holding that the unpreserved sufficiency challenge was not reviewable for fundamental error . Id. at 401-04.

We accepted discretionary jurisdiction to resolve the express and direct conflict. See art. V, § 3(b)(3), Fla. Const.

II. ANALYSIS

The conflict issue is whether appellate courts may address the merits of an unpreserved claim of ineffective assistance of trial counsel on direct appeal, absent an allegation of fundamental error. We review this pure question of law de novo, see Daniels v. State , 121 So. 3d 409, 413 (Fla. 2013), and agree with the First District in Steiger that, based on the plain language of section 924.051(3), unpreserved claims of ineffective assistance of counsel cannot be raised or result in reversal on direct appeal because the statute requires the more demanding showing of fundamental error. Steiger , 301 So. 3d at 489-90.²

(A) The plain text of the statute prohibits raising unpreserved error on direct appeal absent a showing of fundamental error.

Section 924.051 governs the "[t]erms and conditions of appeals and collateral review in criminal cases," and subsection (3) of that statute provides in its entirety as follows:

An appeal may not be taken from a judgment or order of a trial court unless a prejudicial error is alleged and is properly preserved or, if not properly preserved, would constitute fundamental error. A judgment or sentence may be reversed on appeal only when an appellate court determines after a review of the complete record that prejudicial error occurred and was properly preserved in the trial court or, if not properly preserved, would constitute fundamental error.

§ 924.051(3), Fla. Stat.³

Section 924.051(2) states that "[t]he right to direct appeal ... may only be implemented in strict accordance with the terms and conditions of this section," and section 924.051(8) provides that it is "the intent of the Legislature that all terms and conditions of direct appeal ... be strictly enforced, including the application of procedural bars, to ensure that all claims of error are raised and resolved at the first opportunity," and, moreover, that it is "also the Legislature's intent that all procedural bars to direct appeal ... be fully enforced by the courts of this state."

Section 924.051 governs "[t]erms and conditions of appeals and collateral review in criminal cases" and therefore governs Steiger's claims of ineffective assistance of counsel. When the plain text of section 924.051 is applied, an appeal may be taken from a judgment or order of a trial court only where a criminal defendant alleges prejudicial error that was properly preserved or otherwise alleges that unpreserved error would constitute fundamental error. § 924.051(3). Further, an appellate court may only reverse a judgment or sentence if it determines after a complete review of the record that prejudicial error occurred and was preserved in the trial court or would constitute fundamental error. Id.

Steiger concedes that his ineffective assistance of counsel claims were not properly preserved, and he does not allege that fundamental error occurred at trial. The plain language of section 924.051(3) therefore precludes review of his claims of ineffective assistance of trial counsel on direct appeal. See State v. Jefferson , 758 So. 2d 661, 664 (Fla. 2000) ("We find it is clear from the language of section 924.051(3) that the Legislature intended to condition reversal of a conviction on the existence of either an error that was preserved and prejudicial or an unpreserved error that constitutes fundamental error."); see also State v. Maisonet-Maldonado , 308 So. 3d 63, 68 (Fla. 2020) ("If the language of the statute is clear, ‘the statute is given its plain meaning, and the court does not look behind the statute's plain language for legislative intent or resort to rules of statutory construction.’ ") (quoting Halifax Hosp. Med. Ctr. v. State , 278 So. 3d 545, 547 (Fla. 2019) ).

This conclusion flows from the fact that ineffective assistance of trial counsel claims under Strickland afford criminal defendants an easier path to relief than claims of fundamental error. To succeed on a claim of ineffective assistance...