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Wilkins v. Commonwealth
Sonya Weaver Roots (Weaver Law Practice, PLLC, on brief), for appellant.
Robert H. Anderson, III, Senior Assistant Attorney General (Mark R. Herring, Attorney General, on brief), for appellee.
Present: HUMPHREYS, BEALES and DECKER, JJ.
Robert Allen Wilkins (appellant) was convicted by a jury of third-offense petit larceny, a Class 6 felony under Code § 18.2–104. Appellant argues that the trial court “erred by allowing the jury to proceed when [appellant] was wearing his jail uniform.”
On appeal, we consider the circumstances in the record in the light most favorable to the Commonwealth, “as we must since it was the prevailing party” in the trial court. Riner v. Commonwealth, 268 Va. 296, 330, 601 S.E.2d 555, 574 (2004). The record here contains only a partial, excerpted transcript of appellant's October 30, 2013 jury trial in the circuit court. The transcript abruptly begins with defense counsel's statements that “the jail, or whoever it is, didn't accept [appellant's] pants” that had been presented to the jail administrators and that “I don't have anything that will fit him.” The trial judge, seeking alternatives to appellant appearing before the jury in jail clothing, noted that “the public defender I think has a clothes closet, for lack of a better way to describe it, that they might could help you out.” The transcript establishes that the trial judge permitted a recess of some duration, although it is unclear from the record whether defense counsel acted on the trial judge's suggestion concerning the Public Defender's “clothes closet.”
After the recess concluded and some preliminary matters were discussed, defense counsel told the trial judge:
The trial judge ultimately overruled defense counsel's objection. During the course of the jury trial, appellant departed the courtroom at his own request after engaging in disruptive behavior—including a threat to kill his defense counsel. The trial court then found:
I think he failed to produce clothes, which falls into what I view as a pattern of trying to avoid going to trial in this matter. This case has been pending since April. It has been continued three times. There ha[ve] been three lawyers, because the defendant has been dissatisfied with counsel. And even as late as yesterday he tried to get a continuance for what the Court viewed as no good reason. Obviously, he didn't get a continuance, and I think the issue with the jail clothes is part of that pattern.
On appeal, the conduct of a trial is generally reviewed for abuse of discretion, taking into account “the rights of the accused to a fair and impartial trial.” Miller v. Commonwealth, 7 Va.App. 367, 371, 373 S.E.2d 721, 723 (1988). “ ‘[O]nly when reasonable jurists could not differ can we say an abuse of discretion has occurred.’ ” Grattan v. Commonwealth, 278 Va. 602, 620, 685 S.E.2d 634, 644 (2009) (). Furthermore, “ ” Smith v. Commonwealth, 16 Va.App. 630, 635, 432 S.E.2d 2, 6 (1993) (quoting Justis v. Young, 202 Va. 631, 632, 119 S.E.2d 255, 256–57 (1961) ).
Appellant argues that the trial court committed reversible error under Estelle v. Williams, 425 U.S. 501, 96 S.Ct. 1691, 48 L.Ed.2d 126 (1976), a case that involved very different circumstances than those here. In Estelle, the defendant requested to wear to trial his own clothes that were already being kept at the local jail where he was being held; however, the jail officials denied this request, apparently having offered no reason for doing so. Id. at 502, 96 S.Ct. at 1692. The defendant in Estelle instead “appeared at trial in clothes that were distinctly marked as prison issue.” Id. The United States Supreme Court rejected the defendant's claim for habeas relief, holding that he failed to object at trial, while also explaining that “an accused should not be compelled to go to trial in prison or jail clothing because of the possible impairment of the presumption [of innocence]” that is “so basic to the adversary system.” Id. at 504, 96 S.Ct. at 1693.
The Supreme Court of Virginia addressed the Estelle decision in Jackson v. Washington, 270 Va. 269, 619 S.E.2d 92 (2005), which like Estelle was a habeas corpus claim. Jackson alleged the ineffective assistance of counsel. In Jackson, the Supreme Court stated, “Beyond question, an accused, consistent with the constitutional right to a fair trial, may not be compelled to stand trial before a jury wearing clearly identifiable jail or prison clothes.” Id. at 276, 619 S.E.2d at 95. The Supreme Court explained in Jackson that “being compelled to appear before a jury in clearly identifiable jail or prison clothes may undermine the fairness of the fact-finding process and, thus, violate the accused's fundamental right to a presumption of innocence while furthering no essential state interest.” Id. The Supreme Court added that it had not previously considered a case assessing “the impact upon a criminal trial of an accused being compelled to stand trial before a jury in jail or prison clothes,” which “suggest[ed] the sensitivity and respect by the bench and bar of this Commonwealth for an accused's right to a fair trial” and caused the Supreme Court to infer that “the incidence of such occurrence is rightfully rare.” Id. at 279, 619 S.E.2d at 97. However, the Supreme Court also stated that there is no “per se rule” in cases applying Estelle. Id. at 276, 619 S.E.2d at 95. As the Supreme Court explained in Jackson, “Whether an accused's due process rights have been violated turns on the determination whether his being made to appear before the jury in jail or prison clothes is the result of actual state compulsion, a determination the reviewing court makes on a case-by-case basis.” Id.
Therefore, on appeal, this Court must address—based on the particular circumstances in this case—whether appellant was compelled to appear before the jury in clearly identifiable jail clothing. Furthermore, as stated supra, it is appellant's burden to present this Court with a record complete enough to demonstrate that the trial court abused its discretion in this manner.See Wansley v. Commonwealth, 205 Va. 419, 422, 137 S.E.2d 870, 872–73 (1964) (). “The record must contain all evidence necessary and material for the appellate court to determine the existence of errors in the trial court transcript.” Id. at 422–23, 137 S.E.2d at 873.
Limiting our review simply to the material contained in the record on appeal, as we must, this Court cannot conclude the circumstances in the record that appellant has presented to us rise to the “particular evil proscribed” in Estelle —i.e., compelling the defendant to appear at a jury trial wearing distinctly identifiable jail clothing. 425 U.S. at 505, 96 S.Ct. at 1693–94 ; see Black's Law Dictionary 276 (7th ed.1999) (defining “compel” as “[t]o cause or bring about by force or overwhelming pressure”).
First, the record on appeal is insufficient to establish “actual state compulsion.” Jackson, 270 Va. at 276, 619 S.E.2d at 95. We observe that, unlike in Estelle, the jail administrators here gave reasons for rejecting appellant's request to wear clothing of his own at trial. Appellant's “lady friend,” as defense counsel described her, first brought appellant's clothing to the jail too soon for the jail's administrators to take possession of it and then came to the jail on the day of trial with pants that had taped hems. At sentencing, the Commonwealth stated that appellant's personal clothing that his girlfriend had tried to deliver was “inappropriate.” Nevertheless, the excerpted trial transcript that is all we have before us on appeal from the trial does show that the trial judge “afforded [appellant] a reasonable opportunity to procure street clothes” by ordering a recess so that defense counsel could explore alternatives to the jail clothing, such as suggesting that defense counsel attempt to get clothing from the Public Defender's Office. United States v. Hurtado, 47 F.3d 577, 581 (2d Cir.1995). Whether defense counsel actually pursued that alternative—or other potential alternatives—cannot be ascertained from the partial transcript in the record on appeal.1
“[A]n appellate court's review of the case is limited to the record on appeal.” Turner v. Commonwealth, 2 Va.App. 96, 99, 341 S.E.2d 400, 402 (1986). The dissent claims that the Supreme Court “in Estelle makes it clear that if a defendant objects to facing a jury in jail attire the burden is on the Commonwealth, not on the defendant, to demonstrate from the record that a reasonable opportunity to secure alternative clothing was provided.” Contrary to this assertion, however, nothing in Estelle indicates that the Court made such a clear holding, or in fact even reached this issue....
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