State ex rel. A.B. v. S.T.

498 P.3d 894

STATE of Utah, IN the INTEREST OF A.B., a person under eighteen years of age.

K.T., Appellant,

v.S.T. and T.T., Appellees.

No. 20200342-CA

Court of Appeals of Utah.

Filed August 26, 2021

Rehearing Denied September 10, 2021

Steve S. Christensen, Salt Lake City, and Clinton Brimhall, Attorneys for Appellant

Sheleigh A. Harding, Attorney for Appellee

Martha Pierce, Salt Lake City, Guardian ad Litem

Judge David N. Mortensen authored this Opinion, in which Judges Michele M. Christiansen Forster and Ryan M. Harris concurred.

Opinion

MORTENSEN, Judge:

¶1 Each summer for nearly a decade, Annabelle¹ —with the permission of her mother, K.T. (Mother)—went to visit and stay with welcoming relatives. Eventually, and on agreement, summer turned into a whole year. When the hosting family then sought custody, the juvenile court characterized the situation as "neglect" and granted the request. Mother now appeals, and we reverse.

BACKGROUND

¶2 Like many parents returning to work, Mother utilized the assistance of family and friends to help care for Annabelle after giving birth to her in 2008. But as the years went by, Mother's use of family and friends to help with childcare went beyond mere "babysitting." As Annabelle grew older, Mother established a pattern of leaving Annabelle with a welcoming relative every summer; often, Annabelle spent the summer at the home of Mother's aunt, S.T. (Aunt), and uncle, T.T. (Uncle). Finally, in 2018, Mother—who at the time was struggling with parenting Annabelle—agreed to allow Annabelle to spend not just the summer but the entire 2018–2019 school year with Aunt and Uncle in Utah.

¶3 In the years leading up to Annabelle's yearlong residence with Aunt and Uncle, Mother and Annabelle had moved to New Mexico. There, Annabelle demonstrated behavioral problems including throwing chairs, hitting, screaming, kicking, " ‘thrashing out,’ and expressing rage and hatred toward Mother." Annabelle even "claimed to want to die," a sentiment that, purportedly based on the advice of Annabelle's counselor, Mother thought "was not abnormal" for a person of Annabelle's age. Eventually, this crisis led Mother to reach out to Aunt and tell her, "I'm depressed, my daughter is depressed. All we do is cry some days." Not long after, Mother asked Aunt to meet with her and take Annabelle because "[s]he's out of control, grumpy, [and] thrashing out." Aunt and Uncle agreed. So, Annabelle's annual summer migration to Utah started early that year when Mother left Annabelle with Aunt and Uncle in May 2018 and moved to North Carolina with her boyfriend.

¶4 About Annabelle's year with Aunt and Uncle, the juvenile court heard conflicting testimony. On the one hand, the juvenile court heard that Mother monitored Annabelle's progress in school, that Mother purchased clothes for Annabelle even though Aunt and Uncle "never asked [her] for financial support," that Mother engaged in "several" phone calls with Annabelle over that time period, and that Mother gave Aunt and Uncle specific requests, including that they "put [Annabelle] into counseling." On the other hand, Mother admitted that she did not visit Annabelle for over six months from October 2018 to May 2019, and the court heard testimony that Mother declined to participate when offered "extra opportunities ... to contact [Annabelle] on the phone more frequently, extra opportunities to participate with [Annabelle] in activities, and the opportunity to attend an eye doctor appointment." Aunt and Uncle also testified that Mother provided no financial support for Annabelle's needs and refused to assist Aunt and Uncle with costs associated with medical co-pays, fixing Annabelle's eyeglasses, or purchasing school clothes and supplies. Aunt and Uncle claimed that Mother told them, "She's your responsibility. I don't need to take care of anything, it's your responsibility." Aunt and Uncle further maintained that, at their home, Annabelle transformed from "reserved," "quiet," and fearful, to "thriving and happy."

¶5 A week before that school year's end, in May 2019, Mother unexpectedly checked Annabelle out of school, planning to drive her back to North Carolina. Aunt and Uncle "retrieved [Annabelle] by way of an ex parte protective order" and filed a petition requesting custody, which the juvenile court granted temporarily. In addition to the testimony about the time at Aunt and Uncle's home, the court heard testimony that Mother's "parenting style lack[ed] affection," "nurturing," and "comforting behavior"—for example there was "no hugging"—and that Mother often peppered Annabelle with various insults. Aunt and Uncle also described that during one of Annabelle's unsupervised visits with Mother, they received an accidental dial from Annabelle and, after answering the call, overheard Mother "yelling at [Annabelle] that she ‘needed to go ... tell [Aunt and Uncle] that she needed to come home right now’ " and to tell Aunt and Uncle to call Annabelle's guardian ad litem to relay the same message. If she did not, Mother said, "a lot of people [would] get hurt." Aunt and Uncle terminated this visit, but in their view more generally, Annabelle "was very depressed and sad after visits with" Mother, and only "[a]fter lots of support and kindness from [Aunt and Uncle]" would Annabelle "return to her normal, happy self." And Mother did testify "that if custody were returned to her, she would cut off all contact between [Annabelle] and [Aunt and Uncle]."

¶6 Ultimately, the juvenile court determined that although "[M]other loves [Annabelle]," "love alone is not enough for a child," and that Mother's conduct "demonstrates a complete disregard for the best interests of [Annabelle] and further demonstrates a pattern of [Mother] consistently placing her own best interests before those of [Annabelle]." Further, the court determined that Mother had "been unwilling or unable to provide [necessary] stability, and ha[d] therefore asked other family members to care for [Annabelle] for protracted lengths of time." The court made findings and concluded that Mother "neglected" Annabelle and therefore granted Aunt and Uncle permanent custody and guardianship.

¶7 Specifically, the court entered conclusions of law that:

[Annabelle] has been neglected by [Mother] in the form of emotional maltreatment, which has caused [Annabelle] to be insecure, afraid and emotionally disturbed.

[Annabelle] has been neglected by [Mother] by being placed with relatives for extended and regular periods of time without support from [Mother].

....

[Mother] has neglected [Annabelle] in not assisting in paying for her support or providing items for [Annabelle's] care....

It is in [Annabelle's] best interests to be placed in the permanent custody and guardianship of [Aunt and Uncle].

¶8 Mother appeals the juvenile court's neglect determination.

ISSUE AND STANDARD OF REVIEW

¶9 Mother raises one issue we address here: whether the juvenile court improperly determined that Mother's conduct amounted to "neglect." "We apply differing standards of review to findings of fact, conclusions of law, and determinations of mixed questions of law and fact." In re E.R. , 2021 UT 36, ¶ 14, ––– P.3d ––––. Here, Mother does not dispute the juvenile court's relevant findings of fact but instead contends that the juvenile court improperly applied the governing law. "This is a mixed determination of law and fact—in which the abstract law is applied to a given set of facts." Id. ¶ 17. And,

the standard of review for mixed questions depends on the nature of the issue. Law-like mixed questions are reviewed de novo, while fact-like mixed questions are reviewed deferentially. To determine whether a mixed question should be deemed law-like or fact-like, we evaluate the marginal costs and benefits of conducting either a searching de novo review or a deferential review of a lower tribunal's resolution of the mixed question.

De novo review of mixed questions is appropriate where a fresh appellate reconsideration of the issues presents little downside and significant upside. Issues that are law-like are matters that lend themselves to consistent resolution by uniform precedent. Appellate courts are in a preferred position on such issues. They can establish a uniform body of precedent establishing consistent rules that litigants and lower courts can rely on. And a need to establish such rules cuts against a standard of deference to lower courts.

Id. ¶¶ 18–19 (cleaned up). We distinguish law-like questions from fact-like questions based on

(1) the degree of variety and complexity in the facts to which the legal rule is to be applied; (2) the degree to which a trial court's application of the legal rule relies on facts observed by the trial judge, such as a witness's appearance and demeanor, relevant to the application of the law that cannot be adequately reflected in the record available to appellate courts; and (3) other policy reasons that weigh for or against granting discretion to trial courts.

Id. ¶ 21 (cleaned up).

¶10 As to the first two factors, where Mother does not dispute the relevant facts as found by the juvenile court, the facts before us are set and clear, and, having been entered by the juvenile court, are not dependent on disputed subjective factors observed by the juvenile court. As to the third factor, where the application of a statute to the facts lies in the vein of statutory interpretation—which is reviewed for correctness, see State v. Soules , 2012 UT App 238, ¶ 2, 286 P.3d 25 —sound policy dictates that application of statute be reviewed de novo, giving no deference to the juvenile court. We view the question presented here as law-like because it concerns whether the facts as constituted meet the legal standard of the statute. De novo review here presents little downside and allows this court to establish precedent on which future litigants and lower courts can rely. Accordingly, we review the issue presented here giving no deference to the...